FINRA Examiner Jobs & Careers
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Compliance Examiner - Member Regulation
FINRA – Los Angeles, CA +4 locations
Examiners review or investigate risk areas of broker-dealers, and allegations… industry operates fairly and honestly. Essential Job Functions: • Conducts examinations…
DisabledPerson – 7 days ago
Examination Manager - Member Regulation
FINRA – Denver, CO
The Examination Manager develops and supervises District Office regulatory programs and work products related to the routine and special examinations and other reviews…
eFinancialCareers – 4 days ago
Financial Operations Examiner – new
FINRA – New York, NY
Conducts on-site examinations and assesses Floor member and member organization's… and regulations. Essential Job Functions: Examine and analyze financial, operational and sales…
Monster – 20 hours ago
Financial Operations Examiner - New York, NY – new
Finra – New York, NY
to the FINRA Careers site, enter www.finra.org... that person is hired by FINRA. FINRA is an Equal Opportunity and Affirmative Action Employer…
Finra – 2 days ago
Compliance Examiner - Sales Practice - New York, NY – new
Finra – New York, NY
to the FINRA Careers site, enter www.finra.org... that person is hired by FINRA. FINRA is an Equal Opportunity and Affirmative Action Employer…
Finra – 2 days ago
Examination Manager - Member Regulation - Denver, CO
Finra – Denver, CO
without FINRA Member Regulation examiner experience... that person is hired by FINRA. FINRA is an Equal Opportunity and Affirmative Action Employer ©2012 FINRA... …
Finra – 14 days ago
Compliance Examiner, Member Regulation - Atlanta, GA
Finra – Atlanta, GA
to the FINRA Careers site, enter www.finra.org... that person is hired by FINRA. FINRA is an Equal Opportunity and Affirmative Action Employer…
Finra – 7 days ago
Compliance Examiner - Market Regulation, Trading and Market Making…
Finra – New York, NY
to the FINRA Careers site, enter www.finra.org... that person is hired by FINRA. FINRA is an Equal Opportunity and Affirmative Action Employer…
Finra – 21 days ago
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Anonymous at FINRA:
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May 4, 2012
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Pros: “Very good benefits and decent pay” – Full Review
If you're searching for FINRA jobs and careers — we can help! Here you'll not only find the latest FINRA job openings, you can also see what FINRA employees have to say about a career at FINRA – salaries, reviews, and interview questions all posted anonymously by FINRA employees and job seekers.
Updated Jun 01, 2012
