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FINRA Regulatory Analyst Jobs & Careers

Web: www.finra.org | HQ: Rockville, MD

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1–10 of 51 Jobs | Last 7 Days

Regulatory Analyst - Market Regulation, Fixed Income – new

FINRA – Rockville, MD

Monster – 2 days ago

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Regulatory Analyst - Trading and Market Making Surveillance, Options

FINRA – New York, NY

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of applicable securities laws, rules…

Monster – 20 days ago

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Regulatory Analyst - OFDMI - Insider Trading - Rockville, MD

Finra – Rockville, MD

Finra – 3 days ago

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Regulatory Analyst - OFDMI - Insider Trading

FINRA – Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and regulations enforced by…

DisabledPerson – 7 days ago

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Regulatory Analyst - Market Regulation, Floor Surveillance

FINRA – New York, NY

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and regulations enforced by…

DisabledPerson – 14 days ago

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Regulatory Analyst - Market Regulation, Options Regulation - New York, NY

Finra – New York, NY

Finra – 21 days ago

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Regulatory Analyst, Regulatory Programs - Washington, DC or New York

FINRA – Washington, DC

</SPAN><BR> The Regulatory Analyst is responsible for each of the job functions… Regulatory Analyst monitors and reports on the status of the National Examination Program (NEP), and recommends and prioritizes enhancements to NE …

JofDav.com – 22 days ago

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Regulatory Analyst - Market Regulation, Customer Issues

FINRA – Rockville, MD

</SPAN><BR> The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and regulations…

JofDav.com – 24 days ago

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Regulatory Analyst - OFDMI-PIPES

FINRA – Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and regulations enforced by…

DisabledPerson – 25 days ago

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Regulatory Analyst - Market Regulation, Options Regulation

FINRA – New York, NY

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of applicable securities laws, rules…

DisabledPerson

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Company Rating Based on 9 ratings

2.6

Employees say it's “OK”

CEO Rating Based on 3 ratings

Richard G. Ketchum

Chairman & CEO

0% Approve

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Updated Jun 01, 2012

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Website www.finra.org

HQ Rockville, MD

Industry

Financial Services

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