FINRA Examiner Interview Questions & Reviews
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Updated Feb 5, 2012 – Interview questions and reviews posted anonymously by interview candidates.
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Difficulty Rating [?] Based on 4 ratings 
“Average” Interview
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Interview Experience [?] Based on 4 ratings
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| 1–4 of 4 FINRA Interviews | Sort by |
Examiner at FINRA
Posted Feb 5, 2012 — 1 of 1 people found this helpful
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2.0
Easy Interview
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Overall Positive Experience
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Received and Accepted Offer
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Interviewed Jan 2010 (took a day)
Was brought in as an internal employee referral. The interview process was very general. No technical questions about regulatory/securities industry knowledge. Spoke with 2 managers and the Director for about 2 hours. Was called a few days later and offered the position. Negotiations on salary were not possible. Salary was not the greatest, however for the hours you actually work, can't complain.
Interview Questions
Other Details
The interview consisted of a Phone Interview and a Group/Panel Interview.
Helpful Interview?
Yes |
No
Inappropriate?
Examiner at FINRA
Posted Oct 10, 2011
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3.0
Average Interview
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Overall Positive Experience
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Interviewed and No Offer
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Interviewed Apr 2011 in New York, NY (took 4 months)
After an interview on campus, I was chosen for a "Career Day" at FINRA in downtown Manhattan. Had 4 interviews with different managers plus a writing sample test which was in a regular essay format. Didn't get the job probably since FINRA wouldn't sponsor you for CPA exam. Overall the interviews were a very pleasant experience, several technical accounting questions were asked.
Interview Questions
Other Details
I got the interview through a College or University and the interview consisted of a 1:1 Interview, a Group/Panel Interview and a Skills Test.
Helpful Interview?
Yes |
No
Inappropriate?
Examiner at FINRA
Posted Aug 3, 2011
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3.0
Average Interview
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Overall Neutral Experience
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Received and Accepted Offer
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Interviewed Sep 2009 (took 3 weeks)
After initial communication, did not hear from firm for three weeks. In the meanwhile, they were conducting background check. The interviewers were not forthcoming with the training involved and that the job was contingent upon passing tests. Very Sneaky.
Other Details
I Applied Online and the interview consisted of a Phone Interview, a Group/Panel Interview and a Background Check.
Helpful Interview?
Yes |
No
Inappropriate?
Examiner at FINRA
Posted Jun 8, 2011
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3.0
Average Interview
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Overall Positive Experience
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Interviewed and No Offer
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Interviewed Sep 2010 in New York, NY (took a day)
was contacted by recruiter. interview was pretty basic-skills, experience, resume review. also questions like team work, meeting deadlines.
the status of the application is available online. this is useful if you are not i the running any more.
Interview Questions
Other Details
I got the interview through a Recruiter.
Helpful Interview?
Yes |
No
Inappropriate?
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