Brokerage Associate Interview Questions

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“The interviewer wanted to make sure I was looking for a long term commitment given that I was looking to leave a firm I had been at for only 3.5 years.”

“Rollplay customer service phone call”

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“What us your weakest quality?”

“Why not another investment fund”

“Tell me about a time when you went above and beyond for a client or co-worker. What was your motivation?”

“Tell me a time you went above and beyond to create a delightful client experience”

“Tell me about a time or have you ever handled the responsibilities of your job and done another co-workers at the same time?”

“What do you know about Vanguard?”

“Hardest question, what are your weaknesses. You have to be careful, DO NOT SAY " I WORK VERY HARD " or somewhere along those lines. Be honest but also be careful what you say, also add in what you...”

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