Compliance Officer Interview Questions

(Posted anonymously by job candidates)

23 Companies: 13 of 23

HSBC Bank USA Interviews

3 Compliance Officer Interview Questions and Reviews

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IRS Interviews

2 Compliance Officer Interview Questions and Reviews

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US Department of Labor Interviews

2 Compliance Officer Interview Questions and Reviews

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22 Interview Questions: 110 of 22 Sort by  

Feb 18, 2014

Interview Question for Compliance Officer at Big Fuel:

“Strategy questions were the most difficult.”

Feb 12, 2014

Interview Question for Contracts & Corporate Compliance Officer at Intercap Lending:

“Asked if, in a conflict or argument, did I need to and insist on being right.”

Jan 30, 2014

Interview Question for Tax Compliance Officer at IRS:

“None really, they even asked me a few math questions which I did in my head. I think the person who was there to watch me during the interview was impress. For the 2nd math question, I did use the…”

Jan 28, 2014

Interview Question for Compliance Officer at Morgan Stanley:

“Questions were not difficult they were just to gauge my background and level of experience”

Jan 10, 2014

Interview Question for Compliance Officer at Bank of America:

“I did not encounter any unusual questions.”

Dec 9, 2013

Interview Question for Compliance Officer Milwaukee Office at AXA Equitable:

“"Describe what you do in a regular day at your current job"”

Aug 17, 2013

Interview Question for Data Security Compliance & IT Auditing Officer at Credit One Bank:

“Tell us about the OWASP Top Ten Vulnerabilities for 2013.”

Aug 4, 2013

Interview Question for Compliance Officer at UnitedHealth Group:

“No really difficult or unexpected questions, but be prepared. Start learning about the company before you even submit your resume. The process can be pretty quick.”

Mar 31, 2013

Interview Question for Compliance Review Officer at Zions Bancorporation:

“How would you contribute to the Zions team?”

Mar 9, 2013

Interview Question for Compliance Officer at BBVA Compass:

“NA - our general discussion covered all points, but in the end, my position and salary were enhanced due to my overall background.”

Glassdoor is your free inside look at Compliance Officer interview questions and reviews. All 22 interview questions posted anonymously by employees and interview candidates.