Compliance Officer Interview Questions

(Posted anonymously by job candidates)

29 Interview Questions: 1120 of 29

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Jan 28, 2014

Interview Question for Compliance Officer at Morgan Stanley:

“Questions were not difficult they were just to gauge my background and level of experience”


Jan 10, 2014

Interview Question for Compliance Officer at Bank of America:

“I did not encounter any unusual questions.”


Dec 9, 2013

Interview Question for Compliance Officer Milwaukee Office at AXA Equitable:

“"Describe what you do in a regular day at your current job"”


Aug 17, 2013

Interview Question for Data Security Compliance & IT Auditing Officer at Credit One Bank:

“Tell us about the OWASP Top Ten Vulnerabilities for 2013.”


Aug 4, 2013

Interview Question for Compliance Officer at UnitedHealth Group:

“No really difficult or unexpected questions, but be prepared. Start learning about the company before you even submit your resume. The process can be pretty quick.”


Mar 31, 2013

Interview Question for Compliance Review Officer at Zions Bancorporation:

“How would you contribute to the Zions team?”


Mar 9, 2013

Interview Question for Compliance Officer at BBVA Compass:

“NA - our general discussion covered all points, but in the end, my position and salary were enhanced due to my overall background.”


Mar 8, 2013

Interview Question for Compliance Officer at TD Bank:

“What do you do when you have a client who does not agree with your assessment and you have to please him but also comply with the rules and regulations?”


Jul 5, 2012

Interview Question for Compliance Officer at US Department of Labor:

“why do you want to work for us”


May 25, 2012

Interview Question for Senior Compliance Officer at Bank Hapoalim:

“What do you like about Compliance?”