Financial Advisor Associate Interview Questions

(Posted anonymously by job candidates)

13 Companies: 13 of 13

Morgan Stanley Smith Barney Interviews

19 Financial Advisor Associate Interview Questions and Reviews

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Morgan Stanley Interviews

7 Financial Advisor Associate Interview Questions and Reviews

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UBS Interviews

3 Financial Advisor Associate Interview Questions and Reviews

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41 Interview Questions: 110 of 41 Sort by  

Mar 1, 2014

Interview Question for Financial Advisor PASS Associate at Edward Jones:

“Introducing yourself to 15 people was challenging. One person I met was rather inappropriate and I didn't want to continue, but I explained my situation to home office who was very concerned and did…”


Dec 2, 2013

Interview Question for Financial Advisor Associate at Morgan Stanley Smith Barney:

“I think the most unexpected part of the interview was the requirement to draft a business plan prior to interviewing.”


Sep 19, 2013

Interview Question for Anonymous at Buckingham Asset Management:

“The most difficult question I was asked was not one that caught me off guard, it was simply something along the lines of why I wanted to switch careers from my then current field to the financial…”


Sep 9, 2013

Interview Question for Anonymous at Morgan Stanley:

“None really--basic stuff. "Give me an example of a challenge you overcame"--etc.”


Aug 6, 2013

Interview Question for Financial Advisor Associate at UBS:

“They had actors on the phone to act out client conversations.”


Aug 6, 2013

Interview Question for Anonymous at Capstone Affluent Strategies :

“I was asked to multiply some ridiculous numbers in my head on the spot.”


Jun 29, 2013

Interview Question for Associate Financial Advisor at Northwestern Mutual:

“This was a perfectly strait forward interview.”


Jun 16, 2013

Interview Question for Anonymous at Morgan Stanley Smith Barney:

“The interview questions don't really matter. How do you plan on being successful? Do you have an existing network who can refer you business? Do you have wealthy friends and family? Do you know of an…”


May 8, 2013

Interview Question for Anonymous at UBS:

“2 hour simulation with computer and phone, had to pretend you were an advisor, making cold calls and answering emails.”


Apr 16, 2013

Interview Question for Anonymous at Morgan Stanley:

“What is your target assets under management goal in the first 6 months?”