Investment Specialist Interview Questions

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“Tons of behavioral questions encountered in the whole process- What would you do if there was a problem within your team etc..”

“Excel questions on turn tables, bonds v. stocks and specific recommendations for individuals/companies.”

“What distinguishes you from the other (internal) candidates?”

“One difficult one was- How do you take charge of your learning?”

“I was handed a report from Morningstar, and was asked what I thought about it (without any context).”

“None, pretty run-of-the-mill STAR format. (Situation, Task, Action, and Result)”

“Tell me about a time when you were working in a team environment as a leader and received push back from your team. How did you handle it?”

“Nothing was really difficult. Was asked at the end what is the difference between a IRA and a brokerage.”

“For Pricing Analyst position- I was asked about Excel Keyboard shortcuts”

“Tell me about a time when you had to change the way a client thought to make a sale.”

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