Registered Associate Interview Questions

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“Give an example where you were a leader.”

“Why did it take you a few times to pass your securities test?”

“Why did you quit your last job?”

“All of the questions are basic behavioral questions, for example, explain a time when you had to say no to a client.”

“What are your strengths and weaknesses”

“No interview questions so much as a conversation about responsibilities on the team at our previous employer.”

“Where do you want to be in 10-15 years?”

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