Stock Broker Interview Questions

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“How would you explain options to a customer?”

“There was a 50 question exam similar to the series 7”

“Why do you want to become a stock broker?”

“why should I hire you more than any other applicant?”

“Don't be fooled, this isn't a bulge bracket investment bank nor is this a highly specialized boutique shop with ex-bankers so any standard market, portfolio or investment related questions are…”

“Ninety percent of people who join our team leave after one year. Why will you be different?”

“What do you think a stock broker's day-to-day responsibilities are?”

“What's one thing you could say that would make me want to hire you before you leave?”

“The interviewer asked very few questions because she spent more time introducing the company and discussing the training.”

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