Compliance Search Jobs in Jersey City, NJ

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Show:  All Results Last 7 Days
6 days ago

Vice President, Regulatory Inquiries

The Compliance Search Group, LLC New York, NY

? Coordinating and drafting responses to complicated regulatory inquiries ? Identifying patterns and trends in inquiries and identifying issues that… eFinancialCareers


6 days ago

Consumer Banking Compliance Examiner

The Compliance Search Group, LLC New York, NY

?Deliver pre-assessment questionnaires and review results prior to performing on-site assessments ?Perform on-site assessments across a… eFinancialCareers


13 days ago

Compliance Contractor

The Compliance Search Group, LLC New York, NY

? Review and research operational incidents for regulatory impact, coordinate entry into case management system. ? Review and research issues… eFinancialCareers


13 days ago

Asset Management- Compliance Manager

The Compliance Search Group, LLC New York, NY

? Partner with IT, Operations, Data departments to develop and enhance the effectiveness of portfolio monitoring systems and reports ? Document… eFinancialCareers


24 days ago

Electronic Communications Surveillance Manager - Associate Director

The Compliance Search Group Jersey City, NJ

• Manage team of Compliance professionals responsible for the routine surveillance of electronic communications • Ongoing assessment of surveillance… TheLadders.com


24 days ago

Surveillance Compliance Analyst / Associate

The Compliance Search Group Jersey City, NJ

• Conduct daily, weekly and monthly monitoring of existing trade surveillance reports for the Firm’s Global… TheLadders.com


24 days ago

Compliance - Volcker Testing

The Compliance Search Group Jersey City, NJ

• Conduct Volcker independent testing globally for all business units; • Independent testing must include an evaluation of: • The overall adequacy… TheLadders.com


10 days ago

Administrative Compliance Risk Assessment

Compliance Search Group New York, NY

• Managing and prioritizing inbox email, flagging urgent items as required. • Arranging complex global travel, liaising with internal and external… TheLadders.com


10 days ago

Vice President Consumer Compliance Generalist

The Compliance Search Group New York, NY

• Offer consumer protection compliance advice and guidance on Product and Business Development initiatives and campaigns • Provide mortgage… TheLadders.com


14 days ago

Vice President Reporting Coordinator

Compliance Search Group New York, NY

The individual will have knowledge of corporate investment banking with proficiency in statistics, data collection, querying, graphical reporting and… TheLadders.com


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