Compliance Search Jobs & Careers in Jersey City, NJ

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30+ days ago

Anti - Money Laundering Regional Coordinator - VP

The Compliance Search Group New York, NY

• Act as liaison between local branch office AML Compliance Officers and Global/Regional AML Compliance personnel. • Manage the Global Controls… TheLadders.com


30+ days ago

Compliance Officer - Asset Management - VP

The Compliance Search Group New York, NY

• Provide advisory Compliance support to the Asset Management businesses on CFTC and NFA rules and regulations for CPO/CTA compliance. • Provide… TheLadders.com


30+ days ago

In - House Investment Banking Attorney

The Compliance Search Group New York, NY

Candidate will have two coverage mandates: (1) advise structures, salespersons and traders who create and market equity derivatives, including ASRs… TheLadders.com


30+ days ago

Hedge Fund + Private Banking Compliance

Compliance Search Group New York, NY

• Provide compliance support to private banking and investment management distribution related functions (i.e the sale of our services as a… TheLadders.com


30+ days ago

Regulatory Reporting VP - Investment Bank

The Compliance Search Group New York, NY

Candidates should possess at least 6 years of related industry and/or regulatory experience. SEC or FINRA regulatory experience preferred… TheLadders.com


30+ days ago

Compliance Officer - Bank Testing AVP

The Compliance Search Group New York, NY

will include: • Assist in the review of bank entities, the holding companies, related businesses, and/or support areas with a view towards… TheLadders.com


30+ days ago

Financial Crime - FIU Investigator/Analyst

The Compliance Search Group New York, NY

He/she will also be involved investigation of suspicious activity from alerts generated by surveillance systems with Suspicious Activity Reporting… TheLadders.com


7 days ago

Manager & Consulting, Investment Management

The Compliance Search Group New York, NY

• Assist with the preparation or review of Forms ADV, PF, CPO-PQR and development of policies and procedures under Rule 206(4)-7 or Rule 38a… TheLadders.com


30+ days ago

Director, Investment Advisory Compliance

The Compliance Search Group New York, NY

• Implement, maintain, and manage IA Compliance Program. • Supervise the IA compliance unit. Report directly to the IA Chief Compliance Officer… TheLadders.com


26 days ago

Chief Compliance Officer and Counsel - Mutual Fund

The Compliance Search Group New York, NY

I could go on forever with the requirements but anyone who is appropriate and interested in the role fully understands the lengthy demands and… TheLadders.com


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