Compliance Search Jobs & Careers in Jersey City, NJ

Hiring? Post a Job
67 job openings Back to all jobs

Show:  All Results Last 7 Days
30+ days ago

Associate in Forensic - Compliance & Monitoring

The Compliance Search Group New York, NY

• Provide support for financial services or AML compliance initiatives at the direction of the national AML industry leader or leadership team… TheLadders.com


30+ days ago

Corporate Banking Compliance

The Compliance Search Group New York, NY

• Understanding the Corporate Bank business both in the US and globally and the US Corporate Bank staff profile and business strategy… TheLadders.com


30+ days ago

Anti - Money Laundering, Sanctions and OFAC Compliance

The Compliance Search Group New York, NY

including the following: • Developing AML / CTF and Sanctions policies and training local staff on AML / CTF and Sanctions matters… TheLadders.com


30+ days ago

Municipal Bonds Trading Floor Compliance - VP

The Compliance Search Group New York, NY

• Provide in-depth guidance, knowledge, and experience of the relevant Municipal Securities Rulemaking Board (MSRB) rules and regulations with… TheLadders.com


30+ days ago

Alternatives Investment Compliance Officer

The Compliance Search Group New York, NY

They are interested in an experienced Compliance Officer to provide advisory Compliance support to the Alternatives Investment Teams in their asset… TheLadders.com


30+ days ago

Compliance Investigator Background Checks - Hedge Fund

The Compliance Search Group New York, NY

• Oversee global background check process to ensure reviews are thoroughly documented and archived according to Firm standard • Act as the liaison… TheLadders.com


30+ days ago

Financial & Operations Compliance VP - Investment Bank

The Compliance Search Group New York, NY

Candidates should possess at least 6 years of related industry and/or regulatory experience. SEC or FINRA regulatory experience preferred… TheLadders.com


30+ days ago

Compliance Officer, Listed Derivatives

The Compliance Search Group New York, NY

will include: • Identify regulatory trends and developments, advising the business on how this may impact their current activities, and working with… TheLadders.com


30+ days ago

Wealth and Investment Management Compliance

The Compliance Search Group New York, NY

• Perform comprehensive analysis of sales practice, suitability and product (e.g. listed options, mutual funds, ETFs, structured products… TheLadders.com


30+ days ago

Ethics, Conduct & Culture Compliance

The Compliance Search Group New York, NY

The initiatives fall into three areas – branding and messaging, training, and reinforcement and communications – and involve stakeholders from a… TheLadders.com


Compliance Search Reviews

0 Reviews
N/A
0 Reviews

Recommend to a friend
Approve of CEO
(no image)
Jack Kelly and Michael Lane
0 Ratings