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Show:  All Results Last 7 Days
30+ days ago

Advisory Compliance Generalist - VP

The Compliance Search Group New York, NY

• Management Information Reporting and Annual Compliance Plan. • Ability to manage existing policies and author updates as needed • Manage Compliance… TheLadders.com


30+ days ago

Senior BSA/AML Analyst

The Compliance Search Group Rockaway, NJ

Include: • Communicate with all levels within the Bank, internal auditors and regulatory examiners. • Collaborate with department managers… TheLadders.com


30+ days ago

Trade Surveillance Project Manager / Business Analyst

The Compliance Search Group New York, NY

• Accountable for the delivery of the individual FICC projects ensuring that deadlines are met. • Accountable for the delivery of the business… TheLadders.com


5 days ago

Senior Compliance Officer - Anti Money Laundering Monit

The Compliance Search Group San Francisco, CA

• Executing against delivery commitment related to the Global AML Project Management Organization work-streams (Governance and Oversight, Risk… TheLadders.com


23 days ago

Financial Crimes Compliance Officer - Associate Director

The Compliance Search Group New York, NY

. • Ensure any necessary Suspicious Activity Reports are prepared and filed timely. • Prepare AML and sanctions risk… TheLadders.com


16 days ago

Senior Compliance Officer - Surveillance

The Compliance Search Group Jersey City, NJ +2 locations

to include: • Serving as a subject matter expert with regard to these products and in response to regulatory inquiries and investigations. • Working… TheLadders.com


16 days ago

Chief Compliance Officer for the Asset Management Divis

The Compliance Search Group New York, NY

and qualifications will include • Developing and enhancing policies and procedures, monitoring trading activities, interacting with senior executive… TheLadders.com


30+ days ago

Anti - Money Laundering / OFAC - VP

The Compliance Search Group Jersey City, NJ

• Assist the current AML Officer in his efforts to keep the US Businesses compliant with the evolving US Regulatory scheme. • Act as the… TheLadders.com


26 days ago

Compliance Monitoring and Testing Associate

The Compliance Search Group New York, NY

Purpose of the role is to support the Monitoring and Testing function by carrying out reviews pursuant to FINRA Rule 3130 and/or SEC Rule 206(4)-7 of… TheLadders.com


12 days ago

Senior Compliance Analyst - AVP

The Compliance Search Group New York, NY

• Help evaluate the adequacy and effectiveness of the firms’ US’s policies, procedures and internal controls • Serve as the Secretary of the firm’s… TheLadders.com


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