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Asset Management Compliance Officer

The Compliance Search Group Los Angeles, CA

• Manage and execute the firm’s compliance due diligence and oversight program of external portfolio managers to comply with federal and state… TheLadders.com


Compliance Officer-Investment Advisory

The Compliance Search Group Los Angeles, CA

• Manage and execute the firm’s compliance due diligence and oversight program of external portfolio managers to comply with federal and state… TheLadders.com

Updated Jul 22, 2014

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