FINRA

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FINRA Jobs & Careers in Denver, CO

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Show:  All Results Last 7 Days
5 days ago

Examination Manager - Member Regulation, Sales Practice - Denver, Colorado

Financial Industry Regulatory Authority, Inc. Denver, CO

The Examination Manager develops and supervises District Office regulatory programs and work products related to the routine and special examinations… Beyond.com


30+ days ago

Compliance Examiner - Member Regulation, Sales Practice

Financial Industry Regulatory Authority, Inc. Denver, CO

Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and… Beyond.com


7 days ago

Examination Manager - Member Regulation, Sales Practice

FINRA Denver, CO

The Examination Manager develops and supervises District Office regulatory programs and work products related to the routine and special examinations… FINRA


FINRA Photos

West Monroe FINRA (Photo thanks to Flickr user lobtar28, available under by-nc-nd v2.0)
Washington DC headquarters of FINRA (formerly NASD), financial industry's self-regulatory body. 1735 K Street. (Photo thanks to Flickr user Dan DC All rights reserved.)
FINRA Headquarters (Photo thanks to Flickr user WilliamlnOmaha All rights reserved.)

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FINRA Reviews

178 Reviews
3.2
178 Reviews
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FINRA Chairman & CEO Richard G. Ketchum
Richard G. Ketchum
87 Ratings
  •  

    Great company

    • Comp & Benefits
    • Work/Life Balance
    • Senior Management
    • Culture & Values
    • Career Opportunities
    Current Employee - Legal Analyst in Denver, CO
    Current Employee - Legal Analyst in Denver, CO

    I have been working at FINRA

    Pros

    Great company, good benefits. training and work life balance

    Cons

    limited personal growth. Need to work with employees to improve growth oportunities

    Advice to ManagementAdvice

    Management needs to improve personal growth opportunity

    Recommends
    Positive Outlook
    Approves of CEO

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