FINRA

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FINRA Jobs & Careers in Denver, CO

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12 days ago

Compliance Examiner - Member Regulation, Sales Practice

Financial Industry Regulatory Authority, Inc. Denver, CO

Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and… Beyond.com


FINRA Photos

West Monroe FINRA (Photo thanks to Flickr user lobtar28, available under by-nc-nd v2.0)
Washington DC headquarters of FINRA (formerly NASD), financial industry's self-regulatory body. 1735 K Street. (Photo thanks to Flickr user Dan DC All rights reserved.)
FINRA Headquarters (Photo thanks to Flickr user WilliamlnOmaha All rights reserved.)

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FINRA Reviews

166 Reviews
3.1
166 Reviews
Rating Trends

Recommend to a friend
Approve of CEO
FINRA Chairman & CEO Richard G. Ketchum
Richard G. Ketchum
79 Ratings
  1.  

    Cautious

    • Comp & Benefits
    • Work/Life Balance
    • Senior Management
    • Culture & Values
    • Career Opportunities
    Current Employee - Principal Examiner in New York, NY
    Current Employee - Principal Examiner in New York, NY

    I have been working at FINRA full-time (more than 10 years)

    Pros

    Good benefits and the company values

    Cons

    CAREER GROWTH IS NON EXISTENT

    Advice to ManagementAdvice

    DIVERSITY IS NON-EXISTENT

    Doesn't Recommend
    Positive Outlook
    Approves of CEO

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