FINRA

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FINRA Jobs & Careers in Denver, CO

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26 days ago

Compliance Examiner - Member Regulation, Sales Practice

Financial Industry Regulatory Authority Inc Denver, CO

Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and… CareerBuilder


6 days ago

Compliance Examiner - Member Regulation, Sales Practice - Denver, CO

Finra Denver, CO

 Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors… Glassdoor


FINRA Photos

West Monroe FINRA (Photo thanks to Flickr user lobtar28, available under by-nc-nd v2.0)
Washington DC headquarters of FINRA (formerly NASD), financial industry's self-regulatory body. 1735 K Street. (Photo thanks to Flickr user Dan DC All rights reserved.)
FINRA Headquarters (Photo thanks to Flickr user WilliamlnOmaha All rights reserved.)

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FINRA Reviews

169 Reviews
3.0
169 Reviews
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FINRA Chairman & CEO Richard G. Ketchum
Richard G. Ketchum
81 Ratings
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    Intern Review

    Current Employee - Anonymous Employee
    Current Employee - Anonymous Employee

    I have been working at FINRA

    Pros

    Interns are treated as expected.

    Cons

    Not there long enough to notice any.

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