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FINRA Jobs & Careers in Gaithersburg, MD

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Investigator II, Corporate Financing

Financial Industry Regulatory Authority, Inc. Rockville, MD

Review member corporate financing activity for compliance with FINRA and SEC rules and other securities laws. The Investigator II conducts… CareerBuilder

Regulatory Analyst - OFDMI - Insider Trading

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… CareerBuilder

Regulatory Analyst - Market Regulation, Market Manipulation Investigations - Roc

FINRA Rockville, MD

Essential Job Functions: Routinely analyzes trading activity in area of primary responsibility for indications of potential violative activity…

Investigator II, Corporate Financing - Rockville, MD

FINRA Rockville, MD

This is intermediate-level professional work in which incumbents are performing their assigned roles, developing job-related skills, and working…

Public Offerings Analyst - Rockville, MD

FINRA Rockville, MD

In addition to reviewing and analyzing registration statements, underwriting documents and information filed through the Departments systems, the…

Senior Economist - Washington, DC or New York, NY

Financial Industry Regulatory Authority, Inc. Washington, DC

The primary duties of this position are to engage in statistical, econometric and financial analysis projects to evaluate the risks, costs and… CareerBuilder

Senior Director, Emerging Regulatory Issues - Washington, DC

FINRA Washington, DC

The mission of the Office of Emerging Regulatory Issues is to scan the environment to identify new and emerging products, business models and…

Trainer, Technology - Rockville, MD or New York, NY – new

FINRA Rockville, MD

Responsible for the effective development, coordination and presentation of customized training programs for FINRA employees, focusing on technology… Glassdoor

Lead Developer - Technology

FINRA Rockville, MD

The Lead Developer, working independently, will develop, test, debug and document software components commensurate with their experience as well as… Glassdoor

Manager II, Market Regulation – new

FINRA Rockville, MD

of the team and developing plan to address these issues • Takes a leadership role in implementing regulatory plans under the… Glassdoor

Updated Jul 29, 2014

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Employees say it's “OK”   154 ratings


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FINRA Chairman & CEO Richard G. Ketchum

Richard G. Ketchum

Chairman & CEO

Pros: “As a legal intern working at FINRA, you have an opportunity to learn first hand about the regulation of the financial services industry. Atmosphere was very collegial and low-stress, everyone is happy to answer any questions you may have.”Full Review

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