FINRA Jobs & Careers
Advertising Analyst
FINRA – Rockville, MD
Reviews communications with the public submitted by firms for compliance with FINRA, SEC, MSRB and SIPC advertising rules and regulations. Essential Job Functions…
DisabledPerson – 7 days ago
Regulatory Analyst - OFDMI - Insider Trading
FINRA – Rockville, MD
The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and regulations enforced by…
DisabledPerson – 7 days ago
Attorney II
FINRA – New York, NY
expedited proceedings, appeals taken from FINRA's Membership Application Process, and recommendations made on Statutory Disqualification applications. • Represent the…
DisabledPerson – 7 days ago
Staff Systems Analyst
FINRA – Rockville, MD
The Staff Systems Analyst works under limited supervision and is responsible for understanding business area technology needs / challenges and creating technical…
DisabledPerson – 7 days ago
Attorney - Oversight Liaison & Counsel
FINRA – Washington, DC
This position reports primarily to the OLC Counsel III, and/or the Vice President, Regulatory Operations Office of Oversight Liaison and Counsel ("OLC"). Essential Job…
DisabledPerson – 7 days ago
Senior Systems Administrator/Engineer
FINRA – Rockville, MD
The Senior Systems Administrator/Engineer works under minimal supervision and will perform manual activities as well as automated activities commensurate with their…
DisabledPerson – 7 days ago
Market Operations Analyst
FINRA – Rockville, MD
The Market Operations Analyst performs a variety of specific duties depending on the section to which assigned, generally including assisting in the day-to-day…
DisabledPerson – 14 days ago
Regulatory Analyst - Market Regulation, Floor Surveillance
FINRA – New York, NY
The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and regulations enforced by…
DisabledPerson – 14 days ago
Extern - Transparency Services-Corp Debt
FINRA – New York, NY
The Transparency Services Department invites interested students majoring in Accounting, Finance, Mathematics or Economics to apply for our Externship Program for the…
DisabledPerson – 14 days ago
Vice President - Market Regulation
FINRA – Rockville, MD
coupled with the growth of the Market Regulation programs and the visibility attendant with this function warrants oversight at an officer level. Essential Job…
DisabledPerson – 14 days ago
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May 5, 2012
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Pros: “Superior compensation at the executive level. Bonuses can be over 100% of your base pay. Job security and stability. Ego.” – Full Review
If you're searching for FINRA jobs and careers — we can help! Here you'll not only find the latest FINRA job openings, you can also see what FINRA employees have to say about a career at FINRA – salaries, reviews, and interview questions all posted anonymously by FINRA employees and job seekers.
Updated Jun 01, 2012



