FINRA Jobs & Careers
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Regulatory Coordinator - Sales Practice, Member Regulation – new
FINRA – New York, NY
• Review and analyze complaints, trends, registration data and other relevant data. • Provide FINRA management with current firm information and assist FINRA management…
From: eFinancialCareers – 2 days ago
Enforcement Investigator
FINRA – Washington, DC
The Enforcement Investigator will plan for and participate in complex investigations of potential violations of FINRA rules and federal securities laws, as part of the…
From: eFinancialCareers – 13 days ago
Manager - Market Regulation, Trading and Market Making Surveillance…
FINRA – Gaithersburg, MD
of the team and developing plans to address these issues. • Takes leadership role in implementing regulatory plans under the direction of senior managers by…
From: eFinancialCareers – 13 days ago
Regulatory Analyst - Market Regulation, Short Interest
FINRA – Gaithersburg, MD
• Assists in the exchange of short interest data with other self-regulatory organizations (SROs). • Interfaces with management, member firms, and FINRA technology…
From: eFinancialCareers – 13 days ago
Compliance Examiner
FINRA – San Francisco, CA
Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and ensure the integrity…
From: eFinancialCareers – 13 days ago
Undergraduate/Graduate Intern - Transparency Services - Rockville, MD or…
Finra – Washington, DC
to the FINRA Careers site, enter www.finra.org... that person is hired by FINRA. FINRA is an Equal Opportunity and Affirmative Action Employer…
From: Indeed.com – 4 days ago
Graduate Intern - Office of the Ombudsman - Rockville, MD
Finra – Rockville, MD
finra.org/careers . EEO - Diversity Policy FINRA... that person is hired by FINRA. FINRA is an Equal Opportunity and Affirmative Action Employer…
From: Indeed.com – 5 days ago
Undergraduate/Graduate Intern - Member Regulation - Chicago, IL
Finra – Chicago, IL
to the FINRA Careers site, enter www.finra.org... that person is hired by FINRA. FINRA is an Equal Opportunity and Affirmative Action Employer…
From: Indeed.com – 5 days ago
Graduate Intern - Registration and Disclosure Legal & Policy - Rockville…
Finra – Rockville, MD
Depository, FINRA By-Laws and rules, FINRA Notices to... that person is hired by FINRA. FINRA is an Equal Opportunity and Affirmative Action Employer…
From: Indeed.com – 5 days ago
Undergraduate Intern - Accounting Operations - Rockville, MD
Finra – Rockville, MD
to the FINRA Careers site, enter www.finra.org... that person is hired by FINRA. FINRA is an Equal Opportunity and Affirmative Action Employer…
From: Indeed.com – 6 days ago
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Looking for jobs at FINRA? See what their employees are saying…
Analyst at FINRA:
“Best job ever! I would still bet there if I hadn't relocated.”
Jan 17, 2012
Pros: “The benefits are amazing and the pay is also really good. The people are fantastic and they have a mission that anyone cal feel good about.” – Full Review
If you're searching for FINRA jobs and careers — we can help! Here you'll not only find the latest FINRA job openings, you can also see what FINRA employees have to say about a career at FINRA – salaries, reviews, and interview questions all posted anonymously by FINRA employees and job seekers.
Updated Feb 13, 2012
