FINRA

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FINRA Jobs & Careers

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Show:  All Results Last 7 Days
30+ days ago

Business Development Manager

Financial Industry Woodland Hills, CA

o Growing our market share within the financial compliance industry. o Utilize your financial industry knowledge and relationships to close deals. o… Job Board


30+ days ago

Business Analyst Specialist- Surveillance Research, Methodologies, and Governanc

Financial Industry Regulatory Authority, Inc. United States

Responsible for the design and validation of analytical models, as well as performing ad hoc market analysis in support of Market Regulation… Beyond.com


30+ days ago

Undergraduate Intern - Technology- Rockville, MD and New York, NY

Financial Industry Regulatory Authority, Inc. United States +2 locations

FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that… Beyond.com


2 days ago

Associate Examiner, Member Regulation, ROOR – new

Financial Industry Regulatory Authority, Inc. New York, NY

* Examines member firms' books and records to verify that activities are properly recorded and are in compliance with customer protection and other… Beyond.com


30+ days ago

Trainer, Technology - Rockville, MD or New York, NY

Financial Industry Regulatory Authority, Inc. Rockville, MD

Responsible for the effective development, coordination and presentation of customized training programs for FINRA employees, focusing on technology… Beyond.com


30+ days ago

Senior Risk Specialist, Operational Risk - Washington, DC or New York, NY

Financial Industry Regulatory Authority, Inc. Washington, DC

Support the development and deployment of the operational risk management program to identify risks and define both quantitative and qualitative… Beyond.com


24 days ago

Graduate Intern - Market Regulation, Legal

Financial Industry Regulatory Authority, Inc. Rockville, MD +2 locations

FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that… Beyond.com


30+ days ago

Compliance Examiner, Member Regulation

Financial Industry Regulatory Authority, Inc. Boca Raton, FL

Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and… Beyond.com


24 days ago

Graduate/Undergraduate Intern - Member Regulation Enforcement

Financial Industry Regulatory Authority, Inc. Los Angeles, CA

We are seeking a well-qualified individual for anUndergraduate/GraduateInternshipin ourEnforcementDepartment inLos Angeles, CA. The… Beyond.com


8 days ago

Financial Operations Examiner Market Regulation, Trading & Financial Compliance

Financial Industry Regulatory Authority, Inc. Chicago, IL +2 locations

Conduct on-site examinations of registered broker-dealers and assess the financial and operational condition, and compliance with securities rules… Beyond.com


FINRA Photos

West Monroe FINRA (Photo thanks to Flickr user lobtar28, available under by-nc-nd v2.0)
Washington DC headquarters of FINRA (formerly NASD), financial industry's self-regulatory body. 1735 K Street. (Photo thanks to Flickr user Dan DC All rights reserved.)
FINRA Headquarters (Photo thanks to Flickr user WilliamlnOmaha All rights reserved.)

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FINRA Reviews

179 Reviews
3.2
179 Reviews
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FINRA Chairman & CEO Richard G. Ketchum
Richard G. Ketchum
88 Ratings
  •  

    Great working environment

    • Comp & Benefits
    • Work/Life Balance
    • Senior Management
    • Culture & Values
    • Career Opportunities
    Former Employee - Intern in Rockville, MD
    Former Employee - Intern in Rockville, MD

    I worked at FINRA as an intern (less than a year)

    Pros

    People seem to like working there, good for learning, lots of independent and meaningful work early on, apparently very good pay

    Cons

    All the way out in Rockville

    Recommends
    Neutral Outlook
    Approves of CEO

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