FINRA Jobs & Careers
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Analyst,Public Offering
FINRA – Gaithersburg, MD
• Draft comment letters based upon review of offering documents. Communicate FINRA rules and policies to counsel and reviews correspondence on issues related to filings…
eFinancialCareers – 5 days ago
Examination Manager - Member Regulation
FINRA – Denver, CO
The Examination Manager develops and supervises District Office regulatory programs and work products related to the routine and special examinations and other reviews…
eFinancialCareers – 5 days ago
Enterprise Architect
FINRA – New York, NY
The Enterprise Architect (EA) is part of a team of Enterprise Architects responsible for charting and overseeing execution of the long-term technology vision and…
eFinancialCareers – 5 days ago
Assistant Director - Market Regulation, Options Regulation
FINRA – New York, NY
A senior managerial position within the FINRA Options Regulation division program that is responsible for the supervision of surveillance activity, by the use of…
eFinancialCareers – 5 days ago
Enforcement Investigator
FINRA – Washington, DC +3 locations
• Independently perform review of relevant business press and industry publications. Use FINRA regulatory information and external resources and technological…
eFinancialCareers – 5 days ago
Enforcement Litigation Counsel - New York, NY – new
FINRA – Washington, DC
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Enforcement Litigation Counsel opening in our Washington, DC or New…
Monster – 1 days ago
Financial Operations Examiner – new
FINRA – New York, NY
Conducts on-site examinations and assesses Floor member and member organization's financial and operational condition and compliance with securities rules and…
Monster – 2 days ago
Counsel - Market Regulation, Legal
FINRA – Rockville, MD
Participation in examinations, investigations and disciplinary proceedings on behalf of the Market Regulation Department (Department) for violations of the Association's…
Monster – 3 days ago
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May 4, 2012
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Pros: “Very good benefits and decent pay” – Full Review
If you're searching for FINRA jobs and careers — we can help! Here you'll not only find the latest FINRA job openings, you can also see what FINRA employees have to say about a career at FINRA – salaries, reviews, and interview questions all posted anonymously by FINRA employees and job seekers.
Updated Jun 02, 2012
