FINRA

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FINRA Jobs & Careers

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Show:  All Results Last 7 Days
15 days ago

Graduate/Undergraduate Intern - Member Regulation, ROOR

Financial Industry Regulatory Authority, Inc. New York, NY

FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that… Beyond.com


19 hrs ago

Associate Tester II - Rockville, MD - Contractor Conversion – new

Financial Industry Regulatory Authority, Inc. United States +2 locations

As an entry-level technology professional, the Associate Tester II will assist with the completion of technology organization programs, projects and… Beyond.com


30+ days ago

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinat

Financial Industry Regulatory Authority, Inc. New York, NY +2 locations

The Compliance Examiner conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… Beyond.com


30+ days ago

Financial Operations Examiner - Member Regulation, ROOR

Financial Industry Regulatory Authority, Inc. New York, NY +2 locations

Conduct on-site examinations and assess member organization's financial and operational condition and compliance with SEC and FINRA rules and… Beyond.com


18 days ago

Graduate/Undergraduate Intern - Member Regulation Sales Practice

Financial Industry Regulatory Authority, Inc. Chicago, IL +4 locations

FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that… Beyond.com


3 days ago

Analyst Options Regulation - Market Regulation – new

Financial Industry Regulatory Authority, Inc. Chicago, IL

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… Beyond.com


30+ days ago

Compliance Examiner, Member Regulation Sales Practice

Financial Industry Regulatory Authority, Inc. Los Angeles, CA +6 locations

Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and… Beyond.com


18 days ago

Graduate/Undergraduate Intern - Enforcement

Financial Industry Regulatory Authority, Inc. Los Angeles, CA

FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the securities industry with an employer that… Beyond.com


18 days ago

Grad/Undergraduate Intern - Market Regulation, TFCE

Financial Industry Regulatory Authority, Inc. New York, NY

FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that… Beyond.com


30+ days ago

Regulatory Coordinator - Member Regulation, Sales Practice - Jericho, NY and New

Financial Industry Regulatory Authority, Inc. United States

Regulatory Coordinators monitor and evaluate the financial and operational and sales practice condition of member firms through continuous… Beyond.com


FINRA Photos

West Monroe FINRA (Photo thanks to Flickr user lobtar28, available under by-nc-nd v2.0)
Washington DC headquarters of FINRA (formerly NASD), financial industry's self-regulatory body. 1735 K Street. (Photo thanks to Flickr user Dan DC All rights reserved.)
FINRA Headquarters (Photo thanks to Flickr user WilliamlnOmaha All rights reserved.)

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FINRA Reviews

177 Reviews
3.2
177 Reviews
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FINRA Chairman & CEO Richard G. Ketchum
Richard G. Ketchum
86 Ratings
  •  

    Stable job

    • Comp & Benefits
    • Work/Life Balance
    • Senior Management
    • Culture & Values
    • Career Opportunities
    Current Employee - Anonymous Employee
    Current Employee - Anonymous Employee

    I have been working at FINRA full-time

    Pros

    Great benefits, decent pay. Stability is there.

    Cons

    Not much room for advancement.

    Recommends
    Neutral Outlook
    Approves of CEO

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