FINRA

  www.finra.org
Work in HR? Unlock Free Profile

FINRA Jobs & Careers in New York, NY

54 job openings
Hiring? Post a Job
Back to all jobs
Show:  All Results Last 7 Days

Associate Principal Specialist, Credit Regulation

Financial Industry Regulatory Authority, Inc. New York, NY

Research and provide technical guidance and education on interpretive questions, and regulatory issues, concerning broker-dealer credit/margin… CareerBuilder


Examiner IT Financial Operations, Member Regulation, ROOR

Financial Industry Regulatory Authority, Inc. New York, NY

Conducts on-site examinations and advises surveillance staff on how to assess the effectiveness of member organization's technology systems and… CareerBuilder


Regulatory Analyst- Member Trading, Market Regulation

Financial Industry Regulatory Authority, Inc. New York, NY

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… CareerBuilder


Manager III,Broker Dealer Operations & Financial Responsibility, Member Regulati

Financial Industry Regulatory Authority, Inc. New York, NY

Serve as subject matter expert, and provide technical guidance and education on accounting related topics, respond to interpretative questions… CareerBuilder


Financial Operations Examiner - Member Regulation, ROOR

Financial Industry Regulatory Authority, Inc. New York, NY

Conduct on-site examinations and assess member organization's financial and operational condition and compliance with SEC and FINRA rules and… CareerBuilder


Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinat

Financial Industry Regulatory Authority, Inc. New York, NY

The Compliance Examiner conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… CareerBuilder


Financial Operations Examiner Market Regulation, Trading & Financial Compliance

Financial Industry Regulatory Authority, Inc. New York, NY

The Compliance Examiner conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… CareerBuilder


Executive Assistant - Second Assistant

FINANCIAL INDUSTRY New York, NY

- 65K-70K plus paid OT Candidate will be Second Assistant to a High Profile individual Person will be responsible for supporting Executives on the… FINANCIAL INDUSTRY


Executive Assistant to Chief Global Human Resources Officer

FINANCIAL INDUSTRY New York, NY

& Capabilities Ambassadorship • Act always in discreet and professional manner with… FINANCIAL INDUSTRY


Financial Operations Examiner - Member Regulation, ROOR - New York, NY(Job Numbe

FINRA New York, NY

Essential Job Functions: Examine and analyze financial, operational and sales practice compliance of Floor members and member organizations. Reviews… partner.efinancialcareers.com

Updated Jul 22, 2014

See What FINRA Employees Are Saying

Employees say it's “OK”   154 ratings

3.0

68% Approve of the CEO   71 ratings

FINRA Chairman & CEO Richard G. Ketchum

Richard G. Ketchum

Chairman & CEO

1 person found this helpful

Pros: “The people are usually there for a long time, I happened to work with lots of younger people, so the atmosphere was always fun. Everyone was willing to teach new hires.”Full Review


If you're searching for FINRA jobs and careers — we can help! Here you'll not only find the latest FINRA job openings, you can also see what FINRA employees have to say about a career at FINRAsalaries, reviews, and interview questions all posted anonymously by FINRA employees and job seekers.