FINRA

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FINRA Regulatory Analyst Jobs & Careers

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32 job openings Back to all jobs

Show:  All Results Last 7 Days
26 days ago

Regulatory Analyst - OFDMI/ Office of Whistleblower

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Regulatory Analyst conducts reviews and investigations to compile evidence of potentially fraudulent or illegal… CareerBuilder


30+ days ago

Regulatory Analyst - Market Regulation, Short Sales

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of… CareerBuilder


26 days ago

Regulatory Analyst - Market Regulation, Trading Analysis

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of… CareerBuilder


30+ days ago

Regulatory Analyst - Market Regulation-Market Manipulation Investigations - Rock

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of… Beyond.com


7 days ago

Regulatory Analyst - OFDMI/ Office of Whistleblower - Rockville, MD(Job Number:

FINRA Rockville, MD

The position involves professional work in which incumbents are fulfilling their assigned roles, applying their job skills, and working under… The Washington Post


30+ days ago

Regulatory Analyst - Market Regulation, Trading Analysis - Rockville,Md.

Financial Industry Regulatory Authority, Inc. United States

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of… Beyond.com


30+ days ago

Regulatory Analyst-Contractor - Market Regulation-Market Analysis -

FINRA Rockville, MD

The Regulatory Analyst-Contractor conducts routine review and investigations of unusual market activity for… JofDav.com


30+ days ago

Regulatory Analyst-Contractor - Market Regulation-Trading Analysis

FINRA Rockville, MD

The Regulatory Analyst-Contractor conducts routine review and investigations of unusual market activity for… JofDav.com


30+ days ago

Regulatory Analyst-Contractor - Market Regulation-Market Manipiulations - Rockvi

FINRA Rockville, MD

The Regulatory Analyst-Contractor conducts routine review and investigations of unusual market activity for… JofDav.com


29 days ago

Regulatory Analyst, (Contractor) Options Regulation

FINRA New York, NY

  The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence… JofDav.com


FINRA Photos

West Monroe FINRA (Photo thanks to Flickr user lobtar28, available under by-nc-nd v2.0)
Washington DC headquarters of FINRA (formerly NASD), financial industry's self-regulatory body. 1735 K Street. (Photo thanks to Flickr user Dan DC All rights reserved.)
FINRA Headquarters (Photo thanks to Flickr user WilliamlnOmaha All rights reserved.)

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FINRA Reviews

166 Reviews
3.1
166 Reviews
Rating Trends

Recommend to a friend
Approve of CEO
FINRA Chairman & CEO Richard G. Ketchum
Richard G. Ketchum
79 Ratings
  1.  

    Cautious

    • Comp & Benefits
    • Work/Life Balance
    • Senior Management
    • Culture & Values
    • Career Opportunities
    Current Employee - Principal Examiner in New York, NY
    Current Employee - Principal Examiner in New York, NY

    I have been working at FINRA full-time (more than 10 years)

    Pros

    Good benefits and the company values

    Cons

    CAREER GROWTH IS NON EXISTENT

    Advice to ManagementAdvice

    DIVERSITY IS NON-EXISTENT

    Doesn't Recommend
    Positive Outlook
    Approves of CEO

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