FINRA

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FINRA Regulatory Analyst Jobs & Careers

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Show:  All Results Last 7 Days
30+ days ago

Regulatory Analyst (Contractor), On Floor Surveillance, Member Trading New York,

FINRA United States

The Regulatory Analyst conducts for cause review and investigations of unusual market activity, primarily complaint… Glassdoor


3 days ago

Regulatory Analyst, (Contractor) Options Regulation- New York, NY

Finra New York, NY

 The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of… Glassdoor


10 days ago

Data Analyst, Data Privacy & Protection

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Data Analyst performs a variety of specific duties depending upon the current needs of the Data Privacy & Protection (DPP) department, generally… Beyond.com


30+ days ago

Business Analyst Specialist- Surveillance Research, Methodologies, and Governanc

Financial Industry Regulatory Authority, Inc. United States

Responsible for the design and validation of analytical models, as well as performing ad hoc market analysis in support of Market Regulation… Beyond.com


16 hrs ago

Business Analyst III - Data Management and Reporting – new

Financial Industry Regulatory Authority, Inc. Rockvlle, MD,US

· Determine situations that require programmatic scripts to correct data rather than manual correction via form filing or corrections functionality… Beyond.com


3 days ago

Data Analyst, Data Privacy & Protection - Rockville, MD

Finra Rockville, MD

The Data Analyst performs a variety of specific duties depending upon the current needs of the Data Privacy & Protection (DPP) department, generally… Glassdoor


2 days ago

Business Analyst III - Data Management and Reporting - Rockvlle – new

FINRA Rockville, MD

· Determine situations that require programmatic scripts to correct data rather than manual correction via form filing or corrections functionality… Glassdoor


1 day ago

Business Analyst III - Data Management and Reporting - Rockvlle, MD – new

Finra Rockville, MD

We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our… Glassdoor


5 days ago

Analyst Options Regulation - Market Regulation

FINRA Chicago, IL

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of… Glassdoor


1 day ago

Analyst Options Regulation - Market Regulation - Chicago, IL – new

Finra Chicago, IL

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of… Glassdoor


FINRA Photos

West Monroe FINRA (Photo thanks to Flickr user lobtar28, available under by-nc-nd v2.0)
Washington DC headquarters of FINRA (formerly NASD), financial industry's self-regulatory body. 1735 K Street. (Photo thanks to Flickr user Dan DC All rights reserved.)
FINRA Headquarters (Photo thanks to Flickr user WilliamlnOmaha All rights reserved.)

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FINRA Reviews

177 Reviews
3.2
177 Reviews
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FINRA Chairman & CEO Richard G. Ketchum
Richard G. Ketchum
86 Ratings
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    Cautious

    • Comp & Benefits
    • Work/Life Balance
    • Senior Management
    • Culture & Values
    • Career Opportunities
    Current Employee - Principal Examiner in New York, NY
    Current Employee - Principal Examiner in New York, NY

    I have been working at FINRA full-time (more than 10 years)

    Pros

    Good benefits and the company values

    Cons

    CAREER GROWTH IS NON EXISTENT

    Advice to ManagementAdvice

    DIVERSITY IS NON-EXISTENT

    Doesn't Recommend
    Positive Outlook
    Approves of CEO

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