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FINRA Regulatory Analyst Jobs & Careers in Washington, DC

28 job openings Back to all jobs
Show:  All Results Last 7 Days

Regulatory Analyst, Shared Services

Financial Industry Regulatory Authority, Inc. Washington, DC

The Regulatory Analyst is responsible for each of the job functions… analysts. The Regulatory Analyst monitors and reports on… Beyond.com


Regulatory Analyst - OFDMI/ Office of Whistleblower

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Regulatory Analyst conducts reviews and investigations to compile evidence of potentially fraudulent or illegal… Beyond.com


Regulatory Analyst - OFDMI - Insider Trading

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of… Beyond.com


Regulatory Analyst - Market Regulation, Short Sales

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of… Beyond.com


Regulatory Analyst - Market Regulation, Fixed Income Investigations

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of… Beyond.com


Regulatory Analyst - Market Regulation, Fixed Income-Agency/Corporate Bonds - Ro

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of… Beyond.com


Regulatory Analyst - OFDMI-Fraud

FINRA Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of… Glassdoor


Regulatory Analyst - OFDMI/ Office of Whistleblower

FINRA Rockville, MD

The Regulatory Analyst conducts reviews and investigations to compile evidence of potentially fraudulent or illegal… Glassdoor


Regulatory Analyst - OFDMI - Insider Trading

FINRA Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of… Glassdoor


Regulatory Analyst - Market Regulation, Market Manipulation Investigations

FINRA Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of… Glassdoor

Updated Aug 21, 2014

See What FINRA Employees Are Saying

Employees say it's “OK”   165 ratings

2.8

73% Approve of the CEO   77 ratings

FINRA Chairman & CEO Richard G. Ketchum

Richard G. Ketchum

Chairman & CEO

Pros: “I like working here for the stability and the quality of life. It's located in Rockville, MD, a suburb of DC, so it's possible to live and work in suburbia with no commute. I enjoy all of the vacation time I'm given and the flexibility to be able to attend events for my kids. I like the people…”Full Review


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