FINRA
3.1 of 5 137 reviews
www.finra.org Rockville, MD
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FINRA Jobs & Careers in Rockville, MD

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Investigator II, Corporate Financing - Rockville, MD

FINRA Rockville, MD

• Conducts independent investigations of potential rule violations relating to corporate financing activities, including the review of private… partner.efinancialcareers.com

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Regulatory Analyst - Market Analysis

Financial Industry Regulatory Authority, Inc. Rockville, MD

Routinely analyzes trading activity in area of primary responsibility for indications of potential violative activity. Conducts routine reviews and… Beyond.com

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Investigator II, Corporate Financing

Financial Industry Regulatory Authority, Inc. Rockville, MD

Review member corporate financing activity for compliance with FINRA and SEC rules and other securities laws. The Investigator II conducts… Beyond.com

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Regulatory Analyst - Market Regulation, Fixed Income

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… Beyond.com

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Senior Director - Market Regulation

Financial Industry Regulatory Authority, Inc. Rockville, MD

To assist the Vice President and Deputy, Market Regulation, in the oversight of the Office of Market Regulation, including the management of the… Beyond.com

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Regulatory Analyst - OFDMI-Fraud

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… Beyond.com

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Graduate/Undergraduate Intern - Registration and Disclosure

Financial Industry Regulatory Authority, Inc. Rockville, MD

FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the securities industry with an employer that… Beyond.com

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Public Offerings Analyst

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Analyst position in the Corporate Financing Dept. requires the analysis of complex transactions often under severe time pressure. In addition to… Beyond.com

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Architect - Technology

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Architect is generally autonomous in their technical thought leadership in framing technical visions based on strong understandings of the… Beyond.com

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Regulatory Analyst - Market Regulation, Market Manipulation Investigations - Roc

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… Beyond.com

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See What FINRA Employees Are Saying

Employees say it's “OK”   137 ratings

3.1

65% Approve of the CEO   63 ratings

FINRA Chairman & CEO Richard G. Ketchum

Richard G. Ketchum

Chairman & CEO

Pros: “Good pension plans If you're part of the inner circle, its a cushy job Location”Full Review


If you're searching for FINRA jobs and careers — we can help! Here you'll not only find the latest FINRA job openings, you can also see what FINRA employees have to say about a career at FINRAsalaries, reviews, and interview questions all posted anonymously by FINRA employees and job seekers.

Updated Apr 20, 2014

Glassdoor is the only job search with a view from the inside. 79 FINRA jobs in Rockville, MD - plus company salaries, reviews, and more posted by FINRA employees.