3.1 of 5 137 reviews Rockville, MD
Post a Job

FINRA Jobs & Careers in San Francisco, CA

6 job openings
Hiring? Post a Job
Back to all jobs
Show:  All Results Last 7 Days

Regulatory Coordinator - Member Regulation, Sales Practice - San Francisco, CA(J

FINRA San Francisco, CA

• Review and analyze complaints, trends, registration data and other relevant data. • Provide FINRA management with…

See who works here

Regulatory Coordinator - Member Regulation, Sales Practice

Financial Industry Regulatory Authority Inc San Francisco, CA

Regulatory Coordinators monitor and evaluate the financial, operational and sales practice condition of member firms through continuous communication… CareerBuilder

See who works here

Compliance Examiner - Member Regulation, Sales Practice

Financial Industry Regulatory Authority, Inc. San Francisco, CA

Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and…

See who works here

See What FINRA Employees Are Saying

Employees say it's “OK”   137 ratings


65% Approve of the CEO   63 ratings

FINRA Chairman & CEO Richard G. Ketchum

Richard G. Ketchum

Chairman & CEO


Pros: “Benefits, experience and people. Work/Life balance”Full Review

If you're searching for FINRA jobs and careers — we can help! Here you'll not only find the latest FINRA job openings, you can also see what FINRA employees have to say about a career at FINRAsalaries, reviews, and interview questions all posted anonymously by FINRA employees and job seekers.

Updated Apr 16, 2014

Glassdoor is the only job search with a view from the inside. 6 FINRA jobs in San Francisco, CA - plus company salaries, reviews, and more posted by FINRA employees.