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LPL Financial Jobs & Careers

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Sr Compliance Administrative Specialist

LPL Financial Charlotte, NC

• Lead WebEx for regularly scheduled team meetings and take minutes of… LPL Financial

Associate Service Consultant, RIA

LPL Financial San Diego, CA

include: • Research complex situations, set customer expectations, and define the actions necessary to resolve the situation • Communicate… LPL Financial

VP - Compliance Platform Oversight

LPL Financial Charlotte, NC

include: • Understand current compliance and supervision regulations and best practices • Evaluate current LPL capabilities against those… LPL Financial

AVP, Risk Management – new

LPL Financial Charlotte, NC

will also include hiring, training and providing ongoing mentoring to staff. • Developing and maintaining LPL’s… LPL Financial

Analyst, Advisory Compliance

LPL Financial Charlotte, NC

COMPLIANCE ANALYST, ADVISORY Our Compliance Analyst will be responsible for assisting the firm with the Annual Investment Advisor Review of LPL’s… LPL Financial

VP, Compliance (Offshoring & Privacy)

LPL Financial Charlotte, NC

1. Partner with colleagues across GRC, Business Technology Services, Procurement and… LPL Financial

AVP, Associate Counsel

LPL Financial Charlotte, NC

• Possess superior judgment and aptitude for reading and interpreting legal and regulatory materials • Knowledge of brokerage account regulations… LPL Financial

AVP, Procurement

LPL Financial Charlotte, NC

The primary focus of this role is to lead the corporate procurement operations function that supports BTS. As this process gets more streamlined, the… LPL Financial

VP, Advisor Facing Technology

LPL Financial Charlotte, NC

The Vice President for CRM is responsible for building and leading a CRM team that formulates and defines software applications scope and objectives… LPL Financial

Senior Vice President, Retirement Advisor Growth & Retention

LPL Financial San Diego, CA

Consulting Team is able to provide ad-hoc support on RFPs, marketing and presentation development, provider decisioning and other requests from… LPL Financial

Updated Aug 20, 2014

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LPL Financial Chairman & CEO Mark S. Casady

Mark S. Casady

Chairman & CEO

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Pros: “Pro Male Company (If this could be considered a pro)...A Good place for Adult Bullies”Full Review

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