NEXT Financial Jobs & Careers
Compliance - Chief Compliance Officer
NEXT Financial Group, Inc. – Houston, TX
Compliance - Develops, manages and directs the compliance and licensing functions to meet regulatory requirements for the Company, field representatives and OSJ…
Brokerhunter
Compliance - Branch Office Examiner
NEXT Financial Group, Inc. – Houston, TX
Compliance - Plans, performs and documents audits of operations at the OSJ and representatives office to assure compliance with relevant State and Federal regulations…
Brokerhunter
Compliance - Registered Investment Compliance Officer
NEXT Financial Group, Inc. – Houston, TX
Compliance - This position will develop, manage and direct the firms Registered Investment Advisory Program, including compliance with all regulatory requirements and…
Brokerhunter
Human Resources Assistant – new
NEXT Financial Holdings – Houston, TX
and compilation of data for financial and statistical... responsibilities. • Prior experience in the financial services industry or a brokerage firm is…
NEXT Financial Holdings – 18 hours ago
Executive Administrative Assistant – new
NEXT Financial Holdings – Houston, TX
of work when necessary to reach goals is mandatory b) Prior experience in the financial services industry or a brokerage firm is preferred. 2 + years of…
NEXT Financial Holdings – 18 hours ago
Compliance - Branch Office Examiner – new
NEXT Financial Group, Inc. – Houston, TX
Compliance - Plans, performs and documents audits of operations at the OSJ and representatives office to assure compliance with relevant State and…
Brokerhunter.com – 2 days ago
Compliance - Registered Investment Compliance Officer – new
NEXT Financial Group, Inc. – Houston, TX
functions for associated RR/RIAs registered with NEXT. Plan, manage and direct the operation and... Service agreements and NEXT Advisors Account…
Brokerhunter.com – 2 days ago
Compliance - Chief Compliance Officer – new
NEXT Financial Group, Inc. – Houston, TX
Compliance - Develops, manages and directs the compliance and licensing functions to meet regulatory requirements for the Company, field representatives and…
Brokerhunter.com – 2 days ago
Chief Compliance Officer
NEXT Financial Holdings – Houston, TX
Develops, manages and directs the compliance and licensing functions to meet regulatory requirements for the Company, field representatives and OSJ…
NEXT Financial Holdings – 3 days ago
ACATS/Casher
NEXT Financial Holdings – Houston, TX
be aware of both brokerage and tax related terminology to accurately process requests. Undetected errors can cause substantial financial loss to the…
NEXT Financial Holdings – 19 days ago
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Company Rating Based on 4 ratings Employees are “Satisfied” |
CEO Rating
Based on 2 ratings
President and CEO |
Looking for jobs at NEXT Financial? See what their employees are saying…
Advisor at NEXT Financial:
“Great Firm”
Mar 6, 2011
Pros: “Being independent advisor is a great experience” – Full Review
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Updated May 31, 2012
