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The Forum Group Jobs & Careers in Garden City, NY

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Director US Regulatory Relations

The Forum Group New York, NY

Assist in leading examinations across all US Regulators Advisory role with Control Functions and the business Serve as a primary liaison for…

Director-Head of Product Risk – new

The Forum Group New York, NY

and ensuring adherence to policies and procedures. Ensuring that the management and control environment underpinning the business is adequate and…

Senior Compliance Officer - Rapidly Expanding European Private Equity Firm

The Forum Group New York, NY

To carry out analysis on new US regulations To draft, revise and update policies and procedures such as the compliance manual, risk assessment…

VP Prime Brokerage Supervisory

The Forum Group New York, NY

include managing the platforms Written Supervisory Procedures, performing reviews delegated by Desk Supervisors, following-up on exceptions…

VP Compliance Private Equity

The Forum Group New York, NY

Assist the Central Compliance Advisory / CCO in development of strategic plan for the firm's central compliance function, including use of outside…

Associate Marketing Review Compliance

The Forum Group New York, NY

The Compliance Analyst is part of a small team performing the compliance review and approval of marketing material for content and disclosure prior…

AVP Compliance Risk Review

The Forum Group New York, NY

Main FunctionOpportunity to join the Global Compliance Risk Review team (“CRR”) supporting the Compliance Risk Review Program for the Americas. The…

VP Alternative Asset Management Compliance

The Forum Group New York, NY

The successful candidate will: Provide advisory Compliance support to the Alternatives businesses which offer investment solutions to institutional…

Updated Jul 23, 2014

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