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The Forum Group Jobs & Careers in New York, NY

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Director-Head of Product Risk

The Forum Group New York, NY

and ensuring adherence to policies and procedures. Ensuring that the management and control environment underpinning the business is adequate and…

Director US Regulatory Relations

The Forum Group New York, NY

Assist in leading examinations across all US Regulators Advisory role with Control Functions and the business Serve as a primary liaison for…

Senior Compliance Officer - Rapidly Expanding European Private Equity Firm

The Forum Group New York, NY

To carry out analysis on new US regulations To draft, revise and update policies and procedures such as the compliance manual, risk assessment…

VP Prime Brokerage Supervisory

The Forum Group New York, NY

include managing the platforms Written Supervisory Procedures, performing reviews delegated by Desk Supervisors, following-up on exceptions…

Associate Marketing Review Compliance

The Forum Group New York, NY

The Compliance Analyst is part of a small team performing the compliance review and approval of marketing material for content and disclosure prior…

AVP Compliance Risk Review

The Forum Group New York, NY

Main FunctionOpportunity to join the Global Compliance Risk Review team (“CRR”) supporting the Compliance Risk Review Program for the Americas. The…

VP Alternative Asset Management Compliance

The Forum Group New York, NY

The successful candidate will: Provide advisory Compliance support to the Alternatives businesses which offer investment solutions to institutional…

Director-Americas Head Product Surveillance – new

The Forum Group New York, NY

for a team of 30+ Compliance professionals. The ideal candidate will have 10-15+ years of compliance experience specific to surveillance and have…

Updated Jul 24, 2014

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Frank Fusaro


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