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20 Accountant, Broker/Dealer for the Regulatory Group Jobs

Director of Financial Reporting & Consolidation – new

UBS 100+ Reviews Nashville, TN

This role is responsible for preparing of six sets of audited financial statements with the overall review of certain regulatory reporting deliveries… Ivy Exec

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US Subsidiaries Controller Americas (incl. broker/dealer)

UBS Financial Services Nashville, TN

The role of the US Subs Controller (Group Finance) is overall responsible for the US Subsidiaries' compliance with applicable IFRS, US GAAP and local… Beyond.com

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SFA - Fin Bus Sup - Cap Mrks – new

Bank of America 100+ Reviews New Jersey

** SFA in the Finance Business Support role with a specialty in Capital Markets The Regulatory Reporting group within CFO is primarily… Beyond.com

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Senior Financial Accountant (Controller / Finance Team) - Finance and Investment

Financial Services Institution 1 Review New York, NY

Main areas of Responsibility will include: Financial/Business Management Production of relevant financial/management accounting reporting… VelvetJobs.com

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US Subsidiaries Controller – Americas (incl. broker/dealer)

UBS 100+ Reviews Nashville, TN

• Responsible for the management and supervision of 17+ employees (including 5 offshore) including related annual compensation and review processes. <b… Glassdoor

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Junior Compliance Associate - Securities/Commodities

Interactive Brokers 42 Reviews Chicago, IL

Interactive Brokers Group LLC, a Global Securities and Commodities business leader and one of the largest financial services firms in the U.S. has an… Glassdoor

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US Sub. Reporting: Director of Financial Reporting & Consolidation

UBS Financial Services Nashville, TN

This role is responsible for preparing of six sets of audited financial statements with the overall review of certain regulatory reporting deliveries… Beyond.com

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Accounting Manager - SMBC Nikko Securities America, Inc. - Accounting

SMBC Group 7 Reviews Jersey City, NJ

SMBC Nikko Securities America, Inc. is seeking an Accounting Manager to work in the Accounting Group. The person in this position will be… Beyond.com

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Associate Manager, Financial Reporting

Prudential Financial 100+ Reviews Newark, NJ

** The Broker Dealer Financial Reporting team within Corporate Controllers is responsible for preparing legal entity financial statements (both GAAP… Beyond.com

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Legal Entity Reporting

Dynamics Associates New York, NY

• Assist the consolidations team with 10Q and 10K disclosures for the broker deal entity piece. • Preparing inter-company reconciliations on a monthly basi… Glassdoor

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US Sub. Reporting: Director of Financial Reporting & Consolidation

UBS 100+ Reviews Nashville, TN

* Managing the preparation of monthly consolidated financial statements for the U.S. holding company under IFRS and U.S. GAAP… FinancialJobsWeb

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Cash Management Analyst

UBS Financial Services Stamford, CT

Justification: Role is related to Group Treasury Demand. The role is responsible for investigating discrepancies with the Operational Cash Ladder… Beyond.com

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Cash Management Analyst

UBS 100+ Reviews Stamford, CT

• Demonstrate a familiarity with Process Excellence methodologies (i.e. Six Sigma, Lean, Five S, DMAIC etc.) • Seeking a… FinancialJobsWeb

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Junior Compliance Analyst

IBG LLC 2 Reviews Chicago, IL

* College degree is **required**. Acceptable majors include: Finance, Accounting, Law or Information Systems. * 0- 2 years experience * Knowled… Beyond.com

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Supervision Specialist

Cetera Financial Group 20 Reviews Schaumburg, IL

•Trade review and new account approval. •Responsible for the enforcement of policies/procedures as listed in procedure… Glassdoor

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US Subsidiaries Controller a?? Americas (incl. broker/dealer)

UBS Nashville, TN

* Responsible for the management and supervision of 17+ employees (including 5 offshore) including related annual compensation and review processes. <… FinancialJobsWeb

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