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2,372 assistant compliance officer jobs

Assistant Chief Compliance Officer Fund Compliance

Leading Financial Services Firm Hartford, CT

Design and implement fund risk management oversight procedures, including forensic testing and documentation of the same.Represent the firm in… Ivy Exec

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Assistant General Counsel & Compliance Officer

Navigant 100+ Reviews Irvine, CA

Navigant professionals leverage a unique combination of technical expertise and industry insights to provide clients with solutions tailored to their… Beyond.com

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Assistant Compliance Officer (S&P Ratings)

McGraw Hill Financial 100+ Reviews New York, NY

** **The Role:** The candidate will support with the administration of policies and code of ethics compliance at McGraw Hill Financial. The primary… Beyond.com

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Assistant Compliance Officer

Grandpoint Bank 2 Reviews Los Angeles, CA

• Develop and execute a comprehensive Bank-wide compliance program including a risk assessment of all high risk banking regulations. • Develop and… Glassdoor

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Assistant Vice President, Compliance Officer of Business Development Group

Ares Management 25 Reviews Los Angeles, CA

• Key compliance contact and advisor for firms global business development activities, responsib… Glassdoor

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Management Assistant II - Federal Compliance Officer

City of Phoenix 40 Reviews Phoenix, AZ

The position is vacant due to the pending retirement of the incumbent. The position will be responsible for overseeing and / or supervising staff… Beyond.com

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Assistant Title 31 Compliance Officer

Maryland Live! Casino 30 Reviews Hanover, MD

• Monitor and review all Title 31 operational areas and assist in the drafting of sound, effective and operationally efficient internal control… Glassdoor

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Compliance Assistant Officer

Adams Consulting Group, LLC United States

include the following. Other duties may be assigned. Conduct compliance monitoring of branches, departments or business units to ensure compliance… Beyond.com

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Equal Opportunity/Compliance Officer DOT Executive Assistant I

Maryland Department of Transportation 2 Reviews Maryland

include, investigating and recommending solutions to employment discrimination complaints and reviewing and approving recruitment and selection… Glassdoor

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Director-Lab Operations

Mercy 70 Reviews Springfield, MO

include: Strategic planning, quality improvement activities, financial performance, human resources management, and compliance with all accreditation… Mercy

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Compliance Officer (Consumer Lending) – new

Encore Capital Group 52 Reviews San Diego, CA

include: Policies & Procedures: Develop, manage and maintain corporate compliance policies and procedures to ensure the Company abides by the… Encore Capital Group

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BSA/AML CTR Analyst – easy apply

First Republic (CA) 81 Reviews San Francisco, CA

• Perform periodic rviews of cash intensive customer and refer potential suspicious activity to Investigative Operations and Due Diligence teams… First Republic (CA)

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Safety Engineer

Amazon.com 100+ Reviews Ashburn, VA

The Safety Engineer must be an effective communicator, sending clear, concise and consistent messages verbally, in written form, and/or public… Amazon.com

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Compliance Analyst

Edelman Financial Services 11 Reviews Houston, TX

• Drafts Form ADV, Brochures and other SEC Disclosure Documents • Assists firm with Investment Adviser and Broker-Dealer regulatory matters… Edelman Financial Services

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Anti-Money Laundering Analyst

Scottrade 100+ Reviews Saint Louis, MO

Operations: • Monitor and research suspicious activity in Scottrade customer accounts across business lines using data from multiple sources, and… Scottrade

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