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158  Associate Junior Compliance Officer Jobs

Compliance Examiner

Drum Associates, Inc. New York, NY

• Conduct internal compliance reviews of various front office lines of business, including futures, derivatives and securities • Prepare reports… CareerBuilder

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Compliance Examiner Professional

VisionIT 35 Reviews McLean, VA

as assigned by the Director. College Degree; work towards advanced studies/degree preferred Typically has 2 - 4 years related experience… CareerBuilder

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Financial Operations Examiner Market Regulation, Trading & Financial Compliance

Financial Industry Regulatory Authority, Inc. 100+ Reviews New York, NY

The Compliance Examiner conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… CareerBuilder

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Paralegal

TransCanada 64 Reviews Houston, TX

This position is responsible for paralegal support with matters relating to the Board of Directors and officers of TC PipeLines GP, Inc., the general… TransCanada

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Director of Facilities

Episcopal Church of the Transfiguration Dallas, TX

The Director of Facilities is responsible for providing and managing the ongoing maintenance and custodial care of all buildings and grounds… Jobg8

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Securities Compliance Officer Equities Trading Compliance Associate – new

The Compliance Search Group, LLC New York, NY

• Research and respond to regulatory inquiries and exchange requests • Point person for equities and options trading desks on regulatory matters… partner.efinancialcareers.com

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Compliance Manager Regulatory Examinations

JPMorgan Chase & Co 100+ Reviews New York, NY

Provide strategic advice, communications and regular updates to management regarding the significant matters being handled, including, but not… Ivy Exec

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Compliance Examiner- St.

Scottrade 100+ Reviews Saint Louis, MO

* Collaborate with business /operation units within the organization to develop Written Supervisory Procedures (WSP). * Review current procedures… Scottrade

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Securities Compliance Examiner – new

U.S. Securities and Exchange Commission 54 Reviews San Francisco, CA

The Office of Compliance Inspections and Examinations (OCIE) administers the SEC's nationwide examination and inspection program for registered… partner.efinancialcareers.com

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Junior Military Officer - Information Assurance / Cyber Security Consultant

Deloitte 100+ Reviews Washington, DC

Security and Privacy (S&P) is one of the Market Offerings in Technology Risk. S&P… Glassdoor

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Compliance Review Examiner - VP - Finance and Investment Industry Opportunity

Top Investment Bank New York, NY

Include: Conduct compliance reviews of business units in order to assess and review compliance with legal, regulatory and internal firm policy… VelvetJobs.com

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Compliance Examiner - Finance and Investment Industry Opportunity

International Bank New York, NY

Conduct internal compliance reviews of various front office lines of business, including futures, derivatives and securities Prepare reports for… VelvetJobs.com

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Compliance Examiner

RBS Securities 38 Reviews Stamford, CT

About RBS C&IB Corporate and Institutional Banking is the wholesale banking division of RBS Group. We are committed to supporting our global… Beyond.com

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Telemarketer/Junior Loan Officer

Americash 2 Reviews Irvine, CA

Telermarketer/Junior Loan Officer Our Junior Loan Officers are required to make outbound calls to homeowners that have APPLIED on one of our many… Americash

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Junior Loan Officer/ Sales Assistant

OPERATIONS 100+ Reviews Chicago, IL

Guaranteed Rate has many growth initiatives to continue exceeding industry expectations. Our strategies focus on adding to our already extensive… CareerBuilder

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Director, Examinations and Licensing Compliance

OCWEN 100+ Reviews Coppell, TX

will include: The position reports to the Vice President, Compliance and will have exposure to a wide variety of management level employees… Ivy Exec

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Securities Compliance Examiner

U.S. Securities and Exchange Commission 54 Reviews Philadelphia, PA

The Compliance Inspections and Examinations program administers the SEC's nationwide examination and inspection program for registered… partner.efinancialcareers.com

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