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95 Associate Junior Compliance Officer Jobs

GS Bank Lending Compliance Officer, Associate / VP

Goldman Sachs 100+ Reviews Salt Lake City, UT

The GS Bank Compliance team provides compliance coverage and support to the Bank and establishes the framework for identifying, assessing, controll… TheLadders.com

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Consumer Compliance Examiner/Sr. Examiner, Analyst/Sr. Analyst

Federal Reserve Bank of San Francisco 52 Reviews San Francisco, CA

OF THE JOB: Excellent opportunities exist for commissioned consumer compliance and CRA examiner in Banking Supervision and Regulation. Consumer… Federal Reserve Bank of San Francisco

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Director of Facilities

Episcopal Church of the Transfiguration Dallas, TX

The Director of Facilities is responsible for providing and managing the ongoing maintenance and custodial care of all buildings and grounds… Jobg8

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Financial Operations Examiner Market Regulation, Trading & Financial Compliance

Financial Industry Regulatory Authority, Inc. 100+ Reviews New York, NY

The Compliance Examiner conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… CareerBuilder

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Director, Examinations and Licensing Compliance

OCWEN 100+ Reviews Coppell, TX

will include: The position reports to the Vice President, Compliance and will have exposure to a wide variety of management level employees… Ivy Exec

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Compliance Manager Regulatory Examinations

JPMorgan Chase & Co 100+ Reviews New York, NY

Provide strategic advice, communications and regular updates to management regarding the significant matters being handled, including, but not… Ivy Exec

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COMPLIANCE EXAMINER DEPUTY CHIEF – new

Louisiana Department of State Civil Service Baton Rouge, LA

-Apply QualificationsBenefitsSupplemental Questions MINIMUM QUALIFICATIONS: A baccalaureate degree with twelve semester hours in accounting and an… Beyond.com

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Telemarketer/Junior Loan Officer

Americash 2 Reviews Costa Mesa, CA

Telermarketer/Junior Loan Officer Our Junior Loan Officers are required to make outbound calls to homeowners that have APPLIED on one of our many… Americash

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Securities Compliance Examiner

U.S. Securities and Exchange Commission 54 Reviews San Francisco, CA

The Office of Compliance Inspections and Examinations (OCIE) administers the SEC's nationwide examination and inspection program for registered… partner.efinancialcareers.com

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Securities Compliance Officer Equities Trading Compliance Associate

The Compliance Search Group, LLC New York, NY

• Research and respond to regulatory inquiries and exchange requests • Point person for equities and options trading desks on regulatory matters… partner.efinancialcareers.com

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Compliance Examiner - Finance and Investment Industry Opportunity

International Bank New York, NY

Conduct internal compliance reviews of various front office lines of business, including futures, derivatives and securities Prepare reports for… VelvetJobs.com

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Revenue Compliance Examiner I – new

Oklahoma 1 Review Oklahoma

are performed at the paraprofessional level, but require specialized knowledge related to the division where the position is located and include… Glassdoor

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Director of Facilities – new

LR1INT Dallas, TX

The Director of Facilities is responsible for providing and managing the ongoing maintenance and custodial care of all buildings and grounds… Glassdoor

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Compliance Communication Examiner – new

Scottrade 100+ Reviews Saint Louis, MO

* Review and approve Scottrade communications with the public to ensure compliance with applicable securities regulations. * Communicate Compliance… Beyond.com

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Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinat

Financial Industry Regulatory Authority, Inc. 100+ Reviews New York, NY

The Compliance Examiner conducts equities based operational audits for compliance with relevant FINRA, SEC, and exchange client rules. Focus of the… CareerBuilder

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