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13 Compliance Advisor, Chief Regulatory Officer Jobs

Private Equity & Hedge Funds Compliance Associate

The Compliance Search Group New York, NY

Include: • Compliance Programs for Information Barrier Policies o Assisting with scheduling and documentation for chaperoned communications o… TheLadders.com

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Chief Financial and Administrative Officer (CFAO)

Non Profit Organization White Plains, NY

Provide strategic financial leadership and decision-making and serve as the principal financial advisor to the CEO, Board of Directors and the Senior… Ivy Exec

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Senior Compliance Analyst - Finance and Investment Industry Opportunity

Asset Management Firm New York, NY

The Senior Compliance Analyst will report to the Deputy Chief Compliance Officer of Investment Advisory Compliance for the Advisor Group. She or he… VelvetJobs.com

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Sr. Director Compliance Monitoring Mgr - Finance and Investment Industry Opportu

Financial Services Institution 1 Review San Jose, CA

include: • Manage the annual compliance risk assessment and formulate the annual compliance program based on risk assessment results. • Oversee the… VelvetJobs.com

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Hedge Fund Compliance Officer

WinterWyman 20 Reviews Boston, MA

This position will assist the Compliance Manager and the Chief Compliance Officer in ensuring that all operations and portfolios managed are in… Glassdoor

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Chief Compliance Officer

Collaborative Strategies Saint Louis, MO

Moneta Group, LLC is pleased to announce our opportunity for a Chief Compliance Officer to lead the day to day oversight of all firm compliance… Glassdoor

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Senior Compliance Counsel / Deputy CCO - Finance and Investment Industry Opportu

Global Equity Fund New York, NY

Reporting to the Chief Compliance Officer, the Senior Compliance Counsel / Deputy CCO will be responsible for: Building and maintaining the… VelvetJobs.com

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Manager, Retirement Compliance

Paychex Inc. 100+ Reviews Rochester, NY

• Recruits, selects, hires, and evaluates performance of personnel to ensure all department needs are handled appropriately. Counsels and… Glassdoor

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Sr. Director Compliance Monitoring Mgr

DM Stone JobsInBrokerage.com San Jose, CA

include: ? Manage the annual compliance risk assessment and formulate the annual compliance program based on risk assessment results. ? Oversee… Net-Temps

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Compliance Controls Specialist

CompliStaff New York, NY

Please submit your resume in confidence to Nancy Molloy, Complistaff nancy.molloy@complistaff.com. Please send as a word document… Glassdoor

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Compliance Sr Associate at Private Advisors (Richmond, VA)

New York Life 100+ Reviews Richmond, VA

and coordination; * Coordinate with the firm’s outside service providers to ensure timely and proper filing of various regulatory requirements and… Glassdoor

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Medical Technologist (Ancillary Testing Coordinator/LIM)

US Department of Veterans Affairs 100+ Reviews Charleston, SC

The incumbent will be a Medical Technologist serving as the Ancillary Testing Coordinator (ATC) and Laboratory Information Manager (LIM) for the… Glassdoor

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Sr. Director Compliance Monitoring Mgr – easy apply

Silicon Valley Bank 100+ Reviews Santa Clara, CA

include: • Manage the annual compliance risk assessment and formulate the annual compliance program based on risk assessment results. • Oversee the… Glassdoor

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