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470,747 compliance assistant jobs

CIP Compliance Auditor

SERC Reliability Corporation Charlotte, NC

and effective execution of compliance processes. The auditor will assist the CIP Audit Supervisor and team… ) Compliance Auditor. The ideal candidate has operational as well as technical knowledge and practical… SERC Reliability Corporation

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UDAAP Compliance Officer

City National Bank Los Angeles, CA

of compliance laws and regulations as they apply to a federal financial institution as well as a good… of experience in Compliance or Operations analysis roles that work closely with the Compliance area *.Minimum 3… City National Bank

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Financial Representative

Fidelity Investments 100+ Reviews Walnut Creek, CA

with compliance requirements. Assists with seminar preparation and enrollment and presents basic seminars… as a conduit to processing groups, cashiering, adjustments, etc. Adheres to compliance/risk procedures… Fidelity Investments

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Assistant Manager

Springleaf Finance 100+ Reviews Mobile, AL

and evaluation of branch employees. 4. Assist Branch Manager in compliance with company policies and state… To assist the Branch Manager in the administration and control of the branch, to provide leadership… Springleaf Finance

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Investment Consultant - Framingham

Fidelity Investments 100+ Reviews Boston, MA

and services. · Organizes and assists with the delivery of local branch seminars and ensures appropriate… . · Adheres to compliance/risk procedures and exhibits detailed attention to disclosure policies… Fidelity Investments

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40 Act Fund Compliance Officer

PIMCO 100+ Reviews Newport Beach, CA

for assisting with the firm’s 206(4)-7 and 38(a)-1annual compliance program reviews, risk assessment… Position Description The Compliance Officer will be responsible… PIMCO

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QA Audit Coordinator – Quality Assurance & Regulatory Compliance

Duke Clinical Research Institute 55 Reviews Durham, NC

and check for compliance with standard operating procedures and established guidelines. Assist… of each trial; prepare checklists for inspections and compliance monitoring. Assist with performing… Duke Clinical Research Institute

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Stock Administrator

Glassdoor 100+ Reviews Mill Valley, CA

withholding, accounting, and compliance Manage the filings of Forms 3921 and 3922 Implement and maintain… equity-related internal audit and SOX compliant processes Assist with maintenance of corporate books… Glassdoor

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Assistant Director of Facilities

DTZ 87 Reviews Stamford, CT

compliance with Safety & Environmental Health requirements. Facilities Coordinator April 1, 2015  Assist… . They assist with the administration and management of daily operations of the facility and property, identify… DTZ

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Financial Representative

Fidelity Investments 100+ Reviews Tampa, FL

with compliance requirements. Assists with seminar preparation and enrollment and presents basic seminars… as a conduit to processing groups, cashiering, adjustments, etc. Adheres to compliance/risk procedures… Fidelity Investments

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Regulatory Compliance Manager (Field Based/Open to

Fresenius Medical Care - North America 100+ Reviews Harrisburg, PA

. Adheres to the FMCNA Compliance Program, including following all regulatory and FMS policy requirements… and compliance inquiries initiated by VP’s of Quality, RVPs, Clinical Services and Medical Office. Collaborates… Fresenius Medical Care - North America

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Regulatory Compliance Manager (Field Based/Open to

Fresenius Medical Care - North America 100+ Reviews Baltimore, MD

. Adheres to the FMCNA Compliance Program, including following all regulatory and FMS policy requirements… and compliance inquiries initiated by VP’s of Quality, RVPs, Clinical Services and Medical Office. Collaborates… Fresenius Medical Care - North America

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Clinical Project Manager

Eastern Virginia Medical School 16 Reviews Norfolk, VA

., product development, data management and stats, regulatory) Assists in preparation of study design… and in compliance with all regulations and SOPs Qualifications: B.S. Degree in related field or equivalent… Eastern Virginia Medical School

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QA Engineer

ActiveProspect 2 Reviews Austin, TX

into company systems meets functional requirements, system compliance, and technical specifications. Make… recommendations for improvements in functionality, UI, and compliance. Liase between development and customer… ActiveProspect

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Sales Tax Analyst – easy apply

WideOrbit 37 Reviews San Francisco, CA

will assist in all areas of sales & use tax and property tax including, but not limited to: compliance, audits… sales & use tax and property tax complianceAssist with multi-state sales & use tax and property tax… WideOrbit

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Health Informatics Analyst – easy apply

The Segal Group 39 Reviews New York, NY

as needed. The Role: The Health Informatics Analyst will assist with a variety of issues related… programming staff for related projects Technical assistance to select internal client projects including… The Segal Group

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Strategic Accounts Marketing Manager – easy apply

The Hess Collection Winery 4 Reviews Napa, CA

as providing feedback and account- and market-level insights. Provide Sales voice as needed. Assist… and budget Program pitching and account planning Assist in presentations to key… The Hess Collection Winery

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Senior Compliance Analyst - Fair Lending

Discover Financial Services 100+ Reviews Riverwoods, IL

are in compliance with all applicable fair lending laws and regulations. Job Responsibilities: • Assist the Senior… are implemented to facilitate regulatory complianceAssist the Senior Manager in preparing reports and other… Discover Financial Services

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Compliance Manager

Benefitmall Miramar, FL

and annual tax returns for compliance in preparation for filling Review, prepare and assist with filling… . The Compliance Manager’s essential responsibility is to ensure timely, accurate and complete resolution of tax… Benefitmall

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