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1,495 financial compliance officer jobs

Chief Operations Officer

confidential Downers Grove, IL

If you possess a record of achievement – a track record of successfully meeting business challenges. Subject matter expertise in your functional… CareerBuilder

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Senior Director of AR and Payroll

RGP 100+ Reviews Atlanta, GA

Reporting to the Chief Financial Officer (CFO), the Senior Director of AR and Payrol will be responsible for oversight of all Billing, Accounts… RGP

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Chief Financial Officer

Taylor White Tampa, FL

will encompass financial strategy, financial analysis and reporting, investor relations, finance operations, IPO process, SEC and regulatory… TheLadders.com

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Compliance Officer

CommerceWest Bank Irvine, CA

CommerceWest Bank is determined to redefine banking for small and mid-sized businesses throughout Southern California and the surrounding areas… CommerceWest Bank

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Chief Financial Officer

CMF Associates 3 Reviews Seattle, WA

• Prepare monthly financial reports, including income statements, balance sheets, cash flow statements, tax returns and ad-hoc reports for… TheLadders.com

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Compliance Officer-Regulatory and Regulation Response – new

Citi 100+ Reviews Irving, TX

• Familiarity with, as well as an ability to understand consumer laws and regulations impacting consumer financial services ( e.g. Truth in Savings… Citi

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Chief Financial Officer

Capstone Search Group 8 Reviews Milwaukee, WI

• Preparing the budget, managing cash and analyzing company operations and people to produce results and support the growth of the company. • Work… TheLadders.com

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Senior Compliance Officer

The Compliance Search Group Los Angeles, CA

• Co-coordinating with various internal groups (e.g. Fund Accounting, Legal, Portfolio Analytics and Reporting ) the preparation, validation and… TheLadders.com

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Compliance Team Leader

Genworth Financial 100+ Reviews Stamford, CT

COMPANY Genworth Financial, Inc. (NYSE: GNW) is a leading Fortune 500 insurance holding company dedicated to helping people secure their financial… eFinancialCareers

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Compliance Officer – new

Legg Mason 66 Reviews New York, NY

Duties Include, but not Limited to:Assist the Mutual Funds CCO team with managing and executing the compliance program for Funds as required by SEC… Ivy Exec

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Compliance Officer – new

Halen Capital, Inc. Clearwater, FL

We deliver innovative, high quality investment products, and support solutions that enable our business partners to focus on helping clients achieve… CareerBuilder

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Markets Compliance Officer

Deutsche Bank 100+ Reviews Jacksonville, FL

A Passion to Perform. Its what drives us. More than a claim, this describes the way we do business. We compete to be the leading global provider of… Deutsche Bank

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Compliance Officer III

BNY Mellon 100+ Reviews New York, NY

Risk and Compliance provide risk and compliance services across all BNY Mellon businesses. Organizationally, Risk and Compliance includes the… BNY Mellon

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Chief Compliance Officer, MainStay Funds

New York Life Insurance Co 100+ Reviews Parsippany, NJ

*Based on revenue as reported by “Fortune 500, Ranked within Industries, Insurance: Life, Health (Mutual),” Fortune Magazine, May 20, 2013. See… New York Life Insurance Co

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VP, OFAC & Sanctions Compliance

Bond Street Group 3 Reviews New York, NY

The role is a Vice President level position in the Corporate Compliance Department reporting to the Director of AML and Sanctions Strategic… TheLadders.com

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Chief Financial Officer

Incepture 15 Reviews Miami, FL

• Finance, NAIC and statutory regulations relating to reserve requirements. • Managed care… TheLadders.com

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Chief Financial Officer

The Synergy Company of Utah, LLC. Moab, UT

Key areas of responsibility include accounting (both managerial and cost), reporting, forecasting, cash flow planning, cost analysis, and internal… TheLadders.com

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Regulatory Compliance Officer

Cameron Craig Group 2 Reviews San Francisco, CA

Business Lines practices; develops or revises appropriate policies, procedures, contracts and agreements to ensure compliance. Assists compliance Cameron Craig Group

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Compliance Examiner

National Futures Association New York, NY

A Compliance Examiner's main responsibility is to support NFA's regulatory programs through exams, investigations and financial surveillance of NFA… National Futures Association

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