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1,296 Financial Compliance Officer Jobs

IA Compliance Officer – new

Edelman Financial Services Fairfax, VA

• Drafts Form ADV, Brochures and other SEC Disclosure Documents • Assists affiliates with reviewing and drafting of Form ADV, Brochures, and other… Edelman Financial Services

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Senior Compliance Officer Sanctions Risk Management

Citi Washington, DC

Primarily responsible for advising on and participating in strategic projects/initiatives and corrective actions that have global sanctions risk… Citi

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IA Compliance Officer: Ft. Worth, TX (SMHCA)

Edelman Financial Services 11 Reviews Fort Worth, TX

• Drafts Form ADV, Brochures and other SEC Disclosure Documents • Prepare ongoing risk assessment of the firm (SMHCA) • Implements and… Edelman Financial Services

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Director, New Business Development

The Vintage Group 3 Reviews San Francisco, CA

This is an outside sales position that is responsible for the profitable growth of revenue through the acquisition of new business within an assigned… TheLadders.com

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Compliance Officers

FIRST ASSOCIATES 2 Reviews Chicago, IL

The only growth in the financial markets today is truly with lawyers and regulatory authorities. As trading declines (look at all the bond… FIRST ASSOCIATES

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Chief Financial Officer – new

United Surgical Partners 25 Reviews Sugar Land, TX

• Senior Management Team member of the hospital Provides overall leadership and management of the hospital. Participates in hospital-wide strategic… CareerBuilder

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Chief Operating Officer – new

Omidyar Network 2 Reviews San Francisco, CA

may include, but are not limited to:Help plan and direct the company s operational policies, objectives and initiativesParticipate in developing… Ivy Exec

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Sr. Officer, Compliance Front Office – new

Western Union, LLC 100+ Reviews Saint Louis, MO

Right now, we are seeking a Sr. Officer, Compliance Front Office, based in St. Louis, Missouri as work from home position, with the ability to travel… CareerBuilder

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Controller

Channel Impact Reno, NV

• Monitor daily hotel audits in order to review employee work to ensure all audits meet company standards. Monitor exceptions to ensure problems do… TheLadders.com

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Compliance Officer Branch Examinations – new

Citi 100+ Reviews Long Island City, NY

The Control Officer for Branch Examinations (Examiner) will be responsible for conducting Broker Dealer Branch Examinations and other compliance… Citi

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Commercial Loan Officer – new

Oak Street Funding Carmel, IN

This position is responsible for originating commercial loan transactions in accordance with Company assigned goals while maintaining compliance with… Oak Street Funding

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OFFICER-FINANCIAL AID – new

Memphis, TN

• Under the general supervision of Director of Financial Aid, responsible for one shift 8 hours a day, 5 days a week. Incumbents are subject to hours… CareerBuilder

Principal Financial Analyst

Raytheon 100+ Reviews Tucson, AZ

include: Ensure regulatory compliance and protect Raytheon bookings by completing independent assessments of fair and reasonable supplier pricing… Ivy Exec

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Markets Compliance Officer

Deutsche Bank 100+ Reviews Jacksonville, FL

Sound financial principles are at the core of everything we offer. That is why Group Finance is vital to the way we run our business. In a global… Deutsche Bank

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Chief Financial Officer

Leading Non-Profit Organization North Charleston, SC

The Chief Financial Officer (CFO), reporting directly to the Chief Operating Officer, is a seasoned leader with high ethical standards that brings… Ivy Exec

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Compliance Officer

The Compliance Search Group Jersey City, NJ

Additional requirements include a strong familiarity with all AML program requirements, anti-fraud mitigation programs, privacy, The Investment… TheLadders.com

Compliance Officer

Concorde Asset Management, LLC Troy, MI

Concorde Asset Management, LLC, a SEC registered investment adviser, focuses on empowering professionals to provide creative, well thought out… Concorde Asset Management, LLC

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COMPLIANCE MANAGER

Health Plan of San Mateo San Mateo, CA

The Health Plan of San Mateo (HPSM), a managed care health plan, seeks a full time Compliance Manager to ensure organizational compliance for HPSM's… HealtheCareers

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