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399 head of risk and compliance jobs

Wealth Management - Head of Risk & Compliance

The Compliance Search Group Milwaukee, WI

include: • Will be responsible for managing regulatory risk exposure of systems and procedures. • Will advocate making systems changes related to… TheLadders.com

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Head of Risk and Compliance

Miami, FL

To ensure an appropriate risk appetite is applied in BGLA to all key business decisions and control requirements. To lead in the oversight… CareerBuilder

Head of Risk and Compliance for Wealth Management

Thomson Reuters 100+ Reviews Brookfield, WI

Partner with Customers, Thomson Reuters Wealth Management Leadership Team, Information Security Risk Management (ISRM), and Office of the General… Experteer

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Head of Risk and Compliance for Wealth Management

Thomson Reuters (Tax & Accounting) 100+ Reviews Brookfield, WI

Partner with Customers, Thomson Reuters Wealth Management Leadership Team, Information Security Risk Management (ISRM), and Office of the General… Glassdoor

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Head Compliance Risk Management & Awareness

SwissRe Armonk, NY

Responsible for providing comprehensive global Compliance Frameworks for relevant Compliance Risks. This includes a framework of policies, guiding… Ivy Exec

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QC & Testing Director – easy apply

First Republic (CA) 85 Reviews San Diego, CA

• Assess compliance with BSA/sanctions related regulations and established Bank policies and procedures and identify any potential and emerging… First Republic (CA)

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Regional Risk Manager (Safety)

Gordon Trucking 43 Reviews Rancho Cucamonga, CA

• Ensure compliance with DOT, OSHA, and Hazardous Materials regulations and laws. • Instruct drivers regarding company regulations, penalties for… CareerBuilder

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Senior Regulatory Compliance Manager

L2R Consulting Miami, FL

• Keep senior management at company and the Market Unit appraised as appropriate of material weaknesses in or failings of internal controls or… TheLadders.com

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Manager of Trading Accounting

Alexander Bec 1 Review Stamford, CT

Monthly reconciliation of Risk/Trading system profit and loss to general ledger. Performs analysis to ensure accuracy of gross margin. Prepares and… Alexander Bec

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Financial Crimes Manager

L2R Consulting Miami, FL

• Keep senior management at company and the Market Unit appraised as appropriate of material weaknesses in or failings of internal controls or… TheLadders.com

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Manager, Technology Audit & Risk Management

PRI Technology 2 Reviews Stamford, CT

required as part of this role. Headings and italicised text are provided as guidance, except where indicated as mandatory Strategic Progress… TheLadders.com

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Global Head of Sales - Work Remote

Wolters Kluwer 100+ Reviews Hartford, CT

Datacert|TyMetrix, formed in 2014 by the merging of the two Enterprise Legal Management (ELM) leaders, is a global technology innovator and the… TheLadders.com

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Compliance Manager

Fifth Third Bank 100+ Reviews Cincinnati, OH

Responsible for managing the identification and assessment of risks (Fair Lending, Responsible Banking, CRA) and the execution of procedures to… CareerBuilder

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Head of Treasury and Trade Services Compliance

The Compliance Search Group New York, NY

Our client, a top-tier global financial firm, seeks a seasoned compliance professional with a strong US regulatory background to lead their Treasury… TheLadders.com

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Project Manager - Remote

The Computer Merchant, Ltd 31 Reviews Mount Laurel, NJ

Works autonomously in the management of the unit and collaborates with otherbusiness heads to establish and execute on common goals. Manages… CareerBuilder

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