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131  Internal Control, Regulatory and Compliance Officer Jobs

Senior Quality Officer - Development

Philips Healthcare Best, TX

· Ensure compliance to all applicable regulations and internal procedures by proactively interpreting regulatory and quality requirements and… experteer.com

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Senior Outsourcing Compliance Coverage Officer - Finance and Investment Industry – new

Morgan Stanley New York, NY

include: • Senior US Compliance Officer responsible for coverage of Morgan Stanley outsourcing • Serve as a subject matter expert in advising Morgan… VelvetJobs.com

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Compliance Specialist

Aspirus, Inc. 6 Reviews Wausau, WI

The Compliance Specialist assists the Director of Compliance and Privacy Officer in developing, coordinating and supporting compliance functions and… Glassdoor

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LOB Risk Analyst 2

SunTrust Banks 100+ Reviews Richmond, VA

Responsible for analyzing all operational risks within an LOB or Function. Areas of operational risk include Sarbanes Oxley controls, risk profiling… Beyond.com

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Internal Control Officer/Audit

ACG Resources, LLC /Adams Consulting Group, Albany, NY

The Internal Control Officer reports to the Head Internal Control and is responsible for the safety and soundness of the internal control… Glassdoor

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IT Compliance Analyst

NBCUniversal 100+ Reviews London, OH

Assist the IT Compliance Officer with coordination of regulatory compliance activities and audits, e.g. Sarbanes Oxley (SOX), EU Competition Law… Glassdoor

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VP - Commercial Banking, Franchise Finance, New Business Development Officer

BMO Harris Bank 84 Reviews Chicago, IL

**MANDATE** The Vice President is a key player on deal teams, collaborating and generating solutions to current and perspective clients within… Beyond.com

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Senior Compliance Officer - Governance Manager

Citi 100+ Reviews O'Fallon, MO

The Mortgage Product Compliance Governance team is responsible for overseeing and driving execution of key elements within Citi''s Compliance Program… Glassdoor

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Controller

HealthAlliance Hospital 5 Reviews United States

** Reporting to the Chief Financial Officer, the Controller is responsible for the management of financial records, preparation of financial… Beyond.com

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Quality Manager IT

BioBridge Global 4 Reviews San Antonio, TX

DEPARTMENT: Information Technology Services JOB TITLE: Information Technology Services Quality Manager GENERAL STATEMENT OF DUTIES: Responsible… Beyond.com

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Audit Specialist

Nationwide 100+ Reviews Columbus, OH

1. Leads critical risk assessments as well as the evaluation of controls and liability on legal and regulatory compliance, financial reporting and operations fo… Beyond.com

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Chief Compliance Officer

UBS Financial Services New York, NY

The Chief Compliance Officer (CCO) oversees all regulatory compliance for the UBS Global Asset Management (UBSAM) business in the Americas. The CCO… Glassdoor

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Director Trade, Import & Export Compliance

Walmart 100+ Reviews San Bruno, CA

The Market Trade, Import, and Export Compliance Subject Matter Expert is responsible for developing the strategy relating to compliance in his/her… Glassdoor

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Director Trade Import & Export Compliance

Walmart eCommerce 100+ Reviews San Bruno, CA

The Market Trade, Import, and Export Compliance Subject Matter Expert is responsible for developing the strategy relating to compliance in his/her… Glassdoor

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QUALITY ASSURANCE OFFICER, Risk Management

Beneficial Bank 5 Reviews Philadelphia, PA

A Quality Assurance Officer will be responsible for process, performance, and risk / control evaluation to ensure regulatory requirements and… Glassdoor

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Sr. Compliance Officer-IT

Options Clearing Corporation 15 Reviews Keller, TX

This role is an integral part of the Compliance Department and will regularly interact with each of OCC’s business departments. Will take a lead role… Glassdoor

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Wealth Management Compliance Officer

First Financial Bank 13 Reviews Cincinnati, OH

As part of the Enterprise Risk Management (ERM) program works to manage the committee process and structure for the WM Committee, and committees for… Glassdoor

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VP, Securities Services Compliance - Finance and Investment Industry Opportunity

NY-based Bank/Broker-Dealer New York, NY

. * Attend all management meetings, contribute to new product approval committees and new customer acceptance committees and provide advice and… VelvetJobs.com

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Chief Financial Officer

The Forum Group New York, NY

Chief Financial Officer Establish and maintain strong relationships with senior executives and identify their needs and seek full range of business… CareerBuilder

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