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108 Internal Control, Regulatory and Compliance Officer Jobs

Quality Affairs Specialist

AGTC Alachua, FL

• Develop and maintain quality systems and procedures • Provide QA training to laboratory staff and develop and maintain a training documentation… BioSpace

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Local Compliance Officer - Corporate Trust - Finance and Investment Industry Opp

Asset Management Firm New York, NY

The Legal Compliance Officer will: Assist the Regional Head of Compliance in executing the overall compliance strategy Develop and manage the… VelvetJobs.com

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Senior Compliance Officer - Governance Manager

Citi 100+ Reviews O'Fallon, MO

The Mortgage Product Compliance Governance team is responsible for overseeing and driving execution of key elements within Citi's Compliance Program… Citi

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Internal Auditor-SHPO

Sam Health Corvallis, OR

Responsible for evaluating SHPO’s adherence to key financial, operational, legal, and regulatory controls. Leads specific internal audit engagements… Beyond.com

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Testing & QA Manager BSA/AML/OFAC

Bank of the West 100+ Reviews San Ramon, CA

** Responsible for defining, designing, and managing an effective BSA/AML/OFAC Quality Assurance program. Responsible for supervising a team of… Beyond.com

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VP, Securities Services Compliance

Green Key Resources 17 Reviews New York, NY

. * Attend all management meetings, contribute to new product approval committees and new customer acceptance committees and provide advice and… Glassdoor

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Fiduciary Supervision Officer - Chase Wealth Management – new

JPMorgan Chase 100+ Reviews Columbus, OH

** * Review all new client accounts and related documentation to determine suitability, completeness, and accuracy. * Primary reviewer/approver for… Beyond.com

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Compliance Officer

UBS Financial Services California

& Deliverables: * Work with cross functional teams to identify, assess, control and monitor compliance related risks. <… Beyond.com

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CHIEF FINANCIAL OFFICER/Dept.of HOSPITAL FINANCE

SUNY Downstate Medical Center 39 Reviews Brooklyn, NY

DUTIES: University Hospital of Brooklyn (UHB), a hospital-based clinical network within the SUNY Downstate Medical Center campus in Central Brooklyn… Glassdoor

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LOB Risk Analyst 2

SunTrust Banks 100+ Reviews Richmond, VA

Responsible for analyzing all risks except Credit and Market within an LOB or Function. Reviews, analyzes, coordinates and implements the LOB Risk… Beyond.com

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Segment Risk Manager

Huntington National Bank 100+ Reviews Columbus, OH

* Complete comprehensive risk analysis quarterly in RCSA and deliver analysis to impacted business units. Business units include the following within… Beyond.com

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Officer/Analyst

Standard Chartered Bank 100+ Reviews United States

•To day to day processing/delivery of all Foreign Currency Payments Services products related to the payments CPC with the primary purpose of meeting… Glassdoor

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Financial Controller (m/f)

SAFIDA GmbH Wien, WI

Ensure bookkeeping in accordance with Austrian (UGB) including Asset-, Account Receivable-, Account Payable-, and General Ledger AccountingEnsure… Glassdoor

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Senior Compliance Officer

Citi 100+ Reviews New York, NY

The Senior Control Officer must be able to work independently to perform risk and control analysis, execute testing, summarize results to senior… TopUSAJobs

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Information Security Analyst

Eastern Bank 19 Reviews Lynn, MA

As technologies and third party risks continue to increase across the Banking industry, this position must be proficient in understanding and… Beyond.com

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Quality Manager IT

South Texas Blood & Tissue Center 10 Reviews San Antonio, TX

DEPARTMENT: Information Technology Services JOB TITLE: Information Technology Services Quality Manager GENERAL STATEMENT OF DUTIES: Responsible… Beyond.com

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Senior Auditor Global Regulatory Compliance

General Electric 100+ Reviews Norwalk, CT

• Help in a process of continuous risk assessment to ensure audit resources are effectively and efficiently deployed against key and emerging risks… Glassdoor

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Compliance Marketing Review Officer - Finance and Investment Industry Opportunit

Morgan Stanley New York, NY

Candidate will review and analyze sales literature and marketing materials for various investment products including registered and unregistered fund… VelvetJobs.com

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Corporate Client Banking - Risk Control Associate

JPMorgan Chase & Co Chicago, IL

• Partner with the CB and business controls offices, legal, compliance, credit review and audit to ensure compliance with all regulations and… Ivy Exec

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