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138 internal control regulatory and compliance officer jobs

Regulatory Risk Testing Officer

Popular Community Bank 35 Reviews New York, NY

• Analyze banking regulations and prepare practical review steps to test compliance with said regulations within the bank’s operations in an… Popular Community Bank

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Internal Audit Director

Fitbit 25 Reviews San Francisco, CA

The Internal Audit Director is a senior member of the Finance team and will report directly to the Audit Committee of the Board or Directors and… Fitbit

  • Overview
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Chief Financial Officer, Steward Medical Group

Phillips, DiPisa, & Associates Boston, MA

Reporting dually to the President of Steward Medical Group and the CFO of Steward Health Care System, the CFO is responsible and accountable for all… HealtheCareers

  • Web Search

Senior Compliance Officer- Consumer AML Governance

Citi 100+ Reviews Irving, TX

• At least 7 years of experience in consumer banking compliance, legal or other control-related function in the financial services industry… Citi

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Compliance Administrator/Internal Auditor

Grand Bank & Trust of Florida West Palm Beach, FL

Conduct compliance and internal control audits according to the audit schedule on an annual basis or more frequently as needed. Create written… CareerBuilder

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Compliance Officer/Analyst- Securities and Derivatives- Broker Dealer

SilverSearch New York, NY

The role supports the firms Regulatory Controls Review program and compliance risk assessment efforts for the regulatory requirements related to… SilverSearch

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Compliance Manager, School Recruiting

K12 100+ Reviews Herndon, VA

- Enforce policies to manage, audit, affirmative action plans and vendor services… Glassdoor

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Compliance Officer, AML Governance and Strategy

Citizens Financial Group, Inc 100+ Reviews Norwood, MA

which ensure that Senior Management has a view and awareness of the AML risks, disciplines and control environment within CFG and across all assigned… CareerBuilder

  • Overview
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Compliance Review Officer - Finance and Investment Industry Opportunity

Credit Suisse 100+ Reviews New York, NY

Manage and lead Compliance reviews cross divisionally. This will include: Scoping reviews; Conducting interviews with Business; Performing testing… VelvetJobs.com

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AVP Third Party Compliance Review Officer - Finance and Investment Industry Oppo

HSBC 21 Reviews Mettawa, IL

• Performs testing, as directed by Third Party Compliance Review management, and assists in the reporting of related results designed to assist HNAH… VelvetJobs.com

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Monitoring and Surveillance Compliance Officer

Morgan Stanley 100+ Reviews New York, NY

Comprehend and document the data capture capabilities across all U.S. Bank products Develop and automate data extraction interfaces with all relevant… Ivy Exec

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Chief AML Compliance Officer

Leading Financial Services Firm New York, NY

A multinational banking and financial services company are seeking to hire a Chief AML Compliance Officer in New York. Key Deliverables Manage all… Ivy Exec

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Compliance Officer/Analyst-Sec. & Deriv.

SilverSearch, Inc. New York, NY

The role supports the firmrsquos Regulatory Controls Review program and compliance risk assessment efforts for the regulatory requirements related to… Dice

  • Web Search

Senior Compliance Analyst - AVP

The Compliance Search Group New York, NY

• Help evaluate the adequacy and effectiveness of the firms’ US’s policies, procedures and internal controls • Serve as the Secretary of the firm’s… TheLadders.com

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Chief Technical Officer – easy apply

Aeras 9 Reviews Rockville, MD

• Directs the CMC-related activities for both internal and external projects • Develops, implements and controls manufacturing plan to meet… Glassdoor

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Compliance Officer- Exam Management

Citi Long Island City, NY

• Bachelor's Degree required, 5+ years of experience in banking compliance, legal or other control-related function in the financial services… Citi

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