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193 Internal Control, Regulatory and Compliance Officer Jobs

Regional Director of Privacy and Compliance - CHRISTUS Spohn

Corpus Christi, TX

This position provides leadership and direction for Compliance and Privacy within the CHRISTUS Spohn Region. The incumbent, in collaboration with… CareerBuilder

Chief Compliance Officer

Fairway Independent Mortgage Corporation 19 Reviews Plano, TX

Chief Compliance Officer The primary job duties include: • Ensure compliance with existing, new and revised laws and regulations in a timely… CareerBuilder

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Compliance officer (Investment bank)

Alabama

Compliance officer (Investment bank) / / / STELLENAUSSCHREIBUNG DETAILS ? ? SUCHE STELLENANGEBOTE Compliance officer (Investment bank) Datum: 17 Apr… Jobleads.de

Regulatory Risk Testing Officer

E-Loan 10 Reviews United States

Analyze banking regulations and prepare practical review steps to test compliance with said regulations within the bank s operations in an effective… Beyond.com

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Senior Director Compliance Advisory

The Compliance Search Group San Francisco, CA

include: • Conducting ongoing periodic assessment of the overall Compliance Program and ensure internal controls, policies and procedures, systems… TheLadders.com

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Compliance Officer II-IA Compliance

Fifth Third Bank 100+ Reviews Cincinnati, OH

of consulting with the line of business. This position requires knowledge of fiduciary regulations including 12 CFR Part 9 ,ERISA, and other… Beyond.com

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APAC - HK - Compliance Officer, Control Group & Research Legal, SVP – new

CitiGroup 100+ Reviews New York State

The team is responsible for identifying potential conflicts of interest and following close analysis and discussion, taking action to avoid… Glassdoor

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Compliance Analyst – new

Dimensional 73 Reviews Austin, TX

• Provide pre- & post- trade compliance support to portfolio management and trading staff using Charles River portfolio compliance monitoring system… Glassdoor

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Compliance Officer

Options Clearing Corporation 17 Reviews Chicago, IL

Include: •Assist Compliance Management with the development and execution of the internal compliance testing program, training, policy… Glassdoor

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APAC - HK - Compliance Officer, Control Group & Research Legal, SVP – new

Citibank 100+ Reviews New York State

The team is responsible for identifying potential conflicts of interest and following close analysis and discussion, taking action to avoid… Glassdoor

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Regulatory Risk Testing Officer

Popular Community Bank 27 Reviews New York, NY

• Analyze banking regulations and prepare practical review steps to test compliance with said regulations within the banks operations in an effective… Glassdoor

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ANALYST-INTERNAL CONTROLS

McGraw-Hill 100+ Reviews New York, NY

Your Skills: Collaborate with our control partners, (i.e.Compliance officers, Ratings Risk Review Officer Glassdoor

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Senior Compliance Officer

Pimco 87 Reviews Newport Beach, CA

include, but are not limited to: •perform various regulatory compliance monitoring functions in… Glassdoor

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Quality Testing Compliance Officer

Chase 100+ Reviews New York, NY

The Quality Testing (QT) Team is an integral part of the controls environment within Global Financial Crimes Compliance (GFCC) and is responsible… Glassdoor

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Quality Testing Compliance Officer

JPMorgan Chase 100+ Reviews New York, NY

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The… Beyond.com

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Senior Auditor – Global Regulatory Compliance

GE Capital 100+ Reviews Norwalk, CT

• Help in a process of continuous risk assessment to ensure audit resources are effectively and efficiently deployed against key and emerging risks… Glassdoor

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AVP Senior Compliance Officer Control Review

HSBC Jersey City, NJ

Maintains current knowledge of business processes and compliance requirements, as well as of pertinent internal regulatory policy and procedural… Ivy Exec

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VP, Enhanced Due Diligence

Capital One McLean, VA

The AML Group is a core risk function within Capital One s Corporate Compliance Department. Led by the Chief AML OFAC Officer, who reports to the… Ivy Exec

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