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142 internal control regulatory and compliance officer jobs

School Recruiting Compliance Manager

K12 Inc Herndon, VA

- Enforce policies to manage, audit, affirmative action plans and vendor services. - Excel in K12 leadership… SchoolSpring

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AVP Third Party Compliance Review Officer - Finance and Investment Industry Oppo

HSBC Mettawa, IL

• Performs testing, as directed by Third Party Compliance Review management, and assists in the reporting of related results designed to assist HNAH… VelvetJobs.com

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Internal Audit Director

CVPartners Inc 7 Reviews San Francisco, CA

The Internal Audit Director is a senior member of the Finance team and will report directly to the Audit Committee of the Board or Directors and… Glassdoor

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VP, Securities Services Compliance - Finance and Investment Industry Opportunity

Bank/Broker Dealer New York, NY

. * Attend all management meetings, contribute to new product approval committees and new customer acceptance committees and provide advice and… VelvetJobs.com

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FCPA Program Manager

Santander Bank N.A. 32 Reviews Dorchester, MA

will include screening, regulatory reporting, as well as coordination with senior AML officers in the businesses. The individual will formulate… CareerBuilder

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Markets Compliance Specialist

Leading Financial Services Firm New York, NY

A major investment bank based in New York City, are now seeking a markets compliance officer to join an expanding team on a permanent basis… Ivy Exec

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Technical Solutions Senior Project Manager (Security Officer)

EMC 100+ Reviews Orlando, FL

Ensure appropriate compliance controls are deployed and maintained to ensure ongoing compliance with contracted Security Compliance requirementsLead… Ivy Exec

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Compliance Specialist *pending regulatory approval

Argosy Casino Kansas City Riverside, MO

include: * Prepare, review and maintain Compliance department reports including, but not limited to: Currency Transaction Reports (CTRs) and… Glassdoor

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VP, Securities Services Compliance - Finance and Investment Industry Opportunity

NY-based Bank/Broker-Dealer New York, NY

. * Attend all management meetings, contribute to new product approval committees and new customer acceptance committees and provide advice and… VelvetJobs.com

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Compliance Specialist *pending regulatory approval

Hollywood Casino 13 Reviews Riverside, MO

include: • Prepare, review and maintain Compliance department reports including, but not limited to: Currency Transaction Reports (CTRs) and… Glassdoor

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Compliance Officer- Mortgage Product Compliance Governance - Finance and Investm

Citigroup 100+ Reviews O'Fallon, MO

Position will report to Compliance Governance Manager Director. The Mortgage Product Compliance Governance team is responsible for overseeing and… VelvetJobs.com

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Regional Director of Privacy and Compliance - CHRISTUS Spohn

CHRISTUS Health. 95 Reviews Corpus Christi, TX

This position provides leadership and direction for Compliance and Privacy within the CHRISTUS Spohn Region. The incumbent, in collaboration with… CareerBuilder

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Banking Compliance Officer

Univest Corporation of Pennsylvania 11 Reviews Souderton, PA

Oversee all aspects of Univest Banks compliance function, including developing and implementing appropriate systems within the overall corporate risk… Glassdoor

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Senior Operational Risk Officer - Finance and Investment Industry Opportunity

Hedge Fund Connecticut

* Working knowledge of Basel II, COSO, ISO 31000, or related standards and frameworks. Job Description… VelvetJobs.com

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Chief AML Compliance Officer - SMBC Capital Markets, Inc.

Sumitomo Mitsui Banking Corporation 13 Reviews New York, NY

and deliverables include: • Manage all aspects of the AML Compliance program, which includes ensuring that the AML inherent risks are identified… Glassdoor

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Audit Specialist – new

Nationwide 100+ Reviews Columbus, OH

1. Leads critical risk assessments as well as the evaluation of controls and liability on legal and regulatory compliance, financial reporting… Glassdoor

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Chief Risk Officer

Lone Star National Bancshares 4 Reviews McAllen, TX

Responsible for developing and implementing an enterprise-wide risk management function including Loan Review, Internal Audit, Operational Risk… Glassdoor

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Senior Compliance Analyst - AVP

The Compliance Search Group New York, NY

• Help evaluate the adequacy and effectiveness of the firms’ US’s policies, procedures and internal controls • Serve as the Secretary of the firm’s… TheLadders.com

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Monitoring and Surveillance Compliance Officer

Morgan Stanley 100+ Reviews New York, NY

Comprehend and document the data capture capabilities across all U.S. Bank products Develop and automate data extraction interfaces with all relevant… Ivy Exec

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