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222 internal control regulatory and compliance officer jobs

Compliance Officer

BNY Mellon Boston, MA

Manages compliance efforts for the Company as they relate to moderately complex regulatory and policy requirements. Analyzes existing and proposed… Ivy Exec

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Director, Internal Audit

Inovalon Bowie, MD

• Develops, implements, and maintains an internal audit program that addresses key business and operational ri… CareerBuilder

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Compliance Operational Risk Officer

JPMorgan Chase 100+ Reviews New York, NY

The Corporate Operational Risk (COR) team is an independent risk group within Corporate Risk Management , reporting up to the Firms CRO, and is… Beyond.com

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Compliance Officer - Customer Administration

Cardinal Health 100+ Reviews Dublin, OH

This role will support the Customer Administration teams to ensure processes have proper controls and outcomes and are in compliance with regulations… Cardinal Health

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VP, Securities Services Compliance - Finance and Investment Industry Opportunity

Bank/Broker Dealer New York, NY

. * Attend all management meetings, contribute to new product approval committees and new customer acceptance committees and provide advice and… VelvetJobs.com

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Senior Vice President Chief Information Security Officer

LPL Financial 100+ Reviews Charlotte, NC

Define and Manage the IT security policies and environment consistent with the enterprise architecture and information security strategyManage risk… Ivy Exec

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CORP VP, AUDIT/COMPLIANCE - Audit & Compliance - Full-Time - Day

Scripps Health 86 Reviews United States

The Chief Audit & Compliance Officer reports directly to the President/CEO and also has a reporting relationship to the Chair of the Audit Committee… Beyond.com

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Audit Analyst

Nationwide 100+ Reviews Columbus, OH

1. Assesses risk and controls on legal and regulatory compliance, financial reporting and operations for assigned business units. Provides… Percipio Media

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Compliance Officer I-II - Fair Lending

BBVA Compass 100+ Reviews Birmingham, AL

** * Reinforce FRB Policy governance and requirements * Conduct detailed risk assessments as part of overall evaluation of the Banks internal… Beyond.com

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VP, Securities Services Compliance - Finance and Investment Industry Opportunity

NY-based Bank/Broker-Dealer New York, NY

. * Attend all management meetings, contribute to new product approval committees and new customer acceptance committees and provide advice and… VelvetJobs.com

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Accounting Quality Assurance Analyst III

Santander Bank N.A. 48 Reviews Wyomissing, PA

Support the process to conduct quality assurance reviews for external financial reporting by reviewing instructions, desktop procedures and work… CareerBuilder

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Regional Director of Privacy and Compliance - CHRISTUS – new

CHRISTUS Health 100+ Reviews Alexandria, LA

This position provides leadership and direction for Compliance and Privacy within the CHRISTUS Louisiana Region. The incumbent, in collaboration with… CHRISTUS Health

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Senior Compliance Officer

JPMorgan Chase & Co 100+ Reviews Wilmington, DE

will include participating in scheduling, conducting, monitoring and enhancing the Compliance Test Program. Monitors and ensures the regulatory… Ivy Exec

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Sr Business Info Risk Officer – new

HSBC 21 Reviews Tampa, FL

Position may be either an individual contributor role or may manage Information Security/Risk administrators, depending on the needs of the business… Beyond.com

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Internal Auditor

Exchange Bank 7 Reviews Santa Rosa, CA

Under direction of the Internal Audit Manager, execute the internal bank audit programs to identify opportunities for enhancing risk management… Exchange Bank

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Compliance Officer - ICG Testing - Finance and Investment Industry Opportunity

Citigroup 100+ Reviews Jersey City, NJ

Compliance Testing (CT) is responsible for the execution of reviews of the Institutional Client Group (ICG), Citi Personal Wealth Management (CPWM… VelvetJobs.com

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Chief Financial Officer – new

Child 2 Reviews Austin, TX

Ensure that effective internal controls are in place and ensure compliances with appropriate Generally Accepted Accounting Principles, regulatory Child

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Compliance Officer - Dodd Frank Testing

The Compliance Search Group New York, NY

The Senior Control Officer must be able to work independently to perform risk and control analysis, execute testing, summarize results to senior… TheLadders.com

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Assistant Vice President Manager Local Compliance Officer - Finance and Investment Industry Opportunity

HSBC New Castle, DE

Serves as a Local Compliance Officer (LCO) for an assigned business line, global function or HSBC Technical Services (HTS). Provides compliance… VelvetJobs.com

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