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296 Investment Compliance Specialist Jobs

Specialist, Investment Compliance

T. Rowe Price 100+ Reviews Baltimore, MD

within a specific area of focus, as described below. Consistently meets or exceeds defined standards for timeliness and accuracy. Reviews the work of… Beyond.com

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Compliance Specialist - Finance and Investment Industry Opportunity

Bank/Broker Dealer New York, NY

Qualifications * Must have an undergraduate degree in Business, Finance, Economics or other related field * Two to four years Compliance or relevant… VelvetJobs.com

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Compliance Specialist - Finance and Investment Industry Opportunity

NY-based Bank/Broker-Dealer New York, NY

Qualifications * Must have an undergraduate degree in Business, Finance, Economics or other related field * Two to four years Compliance or relevant… VelvetJobs.com

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Investment Banking Compliance Specialist

Robert W. Baird 63 Reviews Charlotte, NC

• Provide oversight of the travel and entertainment expense report system with high level problem… Glassdoor

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Investment Advisor

The PrivateBank Milwaukee, WI

This individual will be responsible for ensuring an excellent client experience, including working with a team of specialists to manage the client… TheLadders.com

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Procurement Specialist - Project Construction Contracts

Belcan Corporation 74 Reviews Spartanburg, SC

Work in cooperation with capital project procurement to generate RFIs (requests for information), RFQs (request for quotation); provide answers to… TheLadders.com

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Testing and Reporting Specialist IV

Fidelity Phones Covington, KY

• Perform employer match and profit sharing, including non-uniform… Jobs2Careers

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New Accounts Specialist

Edelman Financial Services 11 Reviews Tempe, AZ

• Generate OFAC report • Review new account documentation • Assign new account numbers as needed • Initiate process to obtain… Edelman Financial Services

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Compliance Director – new

Confidential Vienna, VA

• Supervise and conduct the review and approval of daily new business per account opening and suitability requirements for processing business (RIA… CareerBuilder

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Retirement Specialist – new

Service Industry 100+ Reviews Houston, TX

Subject matter expert for ALL retirement plans including Defined Contribution and Defined Benefit Plans. Assist with answering general questions in… Service Industry

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HR Compliance and Analytics Specialist – new

Ortho Clinical Diagnostics, Inc. 25 Reviews Raritan, NJ

OCD was recently acquired by global alternative asset manager The Carlyle Group as an independent, freestanding company. With new leadership and… CareerBuilder

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Compliance Specialist – new

Artisan Partners 9 Reviews Milwaukee, WI

Provide analytic support to the compliance program by coordinating data extraction from various databases Interpret and analyze data trends, identify… Ivy Exec

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Human Resource Specialist

InVest In People, LLC. 3 Reviews Belding, MI

• Responsible for talent acquisition, including advertising, marketing, recruiting… InVest In People, LLC.

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Compliance Data Specialist/Analyst

MFS Investments 80 Reviews Boston, MA

Implements data analysis components of the compliance monitoring program, particularly the related to investment activities. This includes: (a… Ivy Exec

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Compliance Specialist II

M&T Bank 100+ Reviews Buffalo, NY

Legal & Regulatory Risk Ranking. Assists Deputy Compliance Officer in the process of identifying and risk ranking laws and regulations applicable to… CareerBuilder

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