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501 compliance search jobs in Jersey City, NJ

Inside Sales Rep

United Rentals 100+ Reviews Ridgefield Park, NJ

will include: • Establishing new rental and sales accounts by providing exceptional customer service to call-in and walk-in customers • Processing… United Rentals

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Senior Compliance Officer - Anti Money Laundering Monit – new

The Compliance Search Group New York, NY

• Executing against delivery commitment related to the Global AML Project Management Organization work-streams (Governance and Oversight, Risk… TheLadders.com

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Compliance Internal Auditor – new

The Compliance Search Group New York, NY

• Conduct risk-focused audits covering the activities of the US CIB platform • Identify nature and scope of mission and perform tests on the… TheLadders.com

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Compliance Counsel - Hedge Fund – new

The Compliance Search Group New York, NY

will include, in part, developing and enhancing policies and procedures, monitoring and testing, portfolio trade surveillance, sales and marketing… TheLadders.com

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Surveillance Development and Implementation, VP – new

The Compliance Search Group New York, NY

• Manage calibration process of current Surveillance models • Act as the Americas liaison point for Surveillance programs, including managing… TheLadders.com

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Portfolio Guidelines Monitoring Compliance Manager – new

The Compliance Search Group Newark, NJ

• Review institutional client contracts and investment guidelines including regulatory requirements where U.S. or Internationally • Work closely with… TheLadders.com

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Vice President - Capital Markets Audit

The Compliance Search Group Jersey City, NJ

Will have the opportunity for a broad range of exposure to areas including market risk management, asset valuation, modeling, hedging, portfolio and… TheLadders.com

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In - House Regulatory Counsel

The Compliance Search Group Jersey City, NJ

Resumes to: Stacy Cheriff. Please include your current compensation/bonus. Reference job #005 in the subject line. THE COMPLIANCE SEARCH GROUP, the… TheLadders.com

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Trade Surveillance Project Manager / Business Analyst

The Compliance Search Group New York, NY

The Candidate will Act as the business analyst for the project and work closely with colleagues in the Trade Surveillance team to define… TheLadders.com

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Compliance Change PMO- AVP

The Compliance Search Group New York, NY

Where the project is owned by Compliance, the role holder may have a level of responsibility (along with the relevant Subject Matter Expert) for the… TheLadders.com

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Senior Audit Manager, Anti - Money Laundering Audit Team

The Compliance Search Group New York, NY

The incumbent will be required to undertake risk assessments and perform or lead, where directed, internal audit engagements of diverse business… TheLadders.com

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Compliance Director, Head of Anti- Money Laundering

The Compliance Search Group New York, NY

• Develop the overall strategy for Global AML (GAML) Policy and Training to ensure global consistency to meet and exceed regulatory expectations… TheLadders.com

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Compliance Monitoring and Testing - AVP

The Compliance Search Group New York, NY

A Global Bank seeks a Compliance Monitoring and Testing – AVP who be responsible for carrying out reviews pursuant to FINRA Rule 3130 and/or SEC Rule… TheLadders.com

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Investment Bank Compliance Monitoring & Testing - VP

The Compliance Search Group New York, NY

A Global bank seeks an Investment Bank (IB) Compliance Monitoring & Testing (M&T), Branch Reviews, VP who will be responsible for managing delivery… TheLadders.com

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Audit Manager, Anti - Money Laundering Audit Team

The Compliance Search Group New York, NY

The incumbent’s main priority will always be BSA/AML & OFAC Compliance. However, as part of the wider Americas Audit Team and where appropriate… TheLadders.com

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Compliance Director

The Compliance Search Group New York, NY

• Manage and set direction for procedures, policies and guidelines for the Ecomm Program and provide advisory services to the supported businesses… TheLadders.com

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Investment Adviser Litigation Counsel

The Compliance Search Group Jersey City, NJ

They help prospective financial advisors launch their own entrepreneurial businesses, with a strong concentration on crafting solutions to… TheLadders.com

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