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1,308 Legal Compliance Officer Jobs

Legal & Compliance Officer

IMC Group 15 Reviews New York, NY

Create and enhance Compliance awareness; provide training to staff, including an introductory meeting with all new hires and an annual training for… Ivy Exec

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Senior Compliance Officer (Legal / Regulatory / Risk / Compliance / Banking) Gau – easy apply

CA Global 1 Review United States

• Provide compliance oversight for this portfolio including responsibility for reviewing product program documentation, participating in trade deal… Glassdoor

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Legal Affairs and Compliance Officer

Roche 100+ Reviews Amherst Center, MA

As a Legal Affairs and Compliance Officer, you provide guidance on effective and sustainable legal… Beyond.com

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Wealth Fiduciary Officer - Legal, Compliance & Risk

Johnson Financial Group 14 Reviews Racine, WI

• Provides back-up support and administration to special Wealth Trust accounts, especially those of a delicate or complex nature. • Confers with… Glassdoor

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Legal & Compliance Officer

IMC Financial Markets 38 Reviews New York, NY

About IMC Asset Management IMC Asset Management is a privately owned, specialist asset management company that traces its roots to 1998 when it was… Glassdoor

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Director of SEC and SOX Compliance

Gigamon 21 Reviews Santa Clara, CA

• Timely preparation and filing of annual and periodic SEC filings on Forms 10-K and 10-Q, including development of timeline, gathering of data… Gigamon

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SVP, Chief Compliance Officer

Visa, Inc. 100+ Reviews Foster City, CA

Visa’s sponsorships, including the Olympics and FIFA™ World Cup, celebrate teamwork, diversity, and excellence throughout the world. If you have a… Visa, Inc.

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Document Compliance Consultant

TIAA-CREF 100+ Reviews Charlotte, NC

THE COMPANY For more information about TIAA-CREF, visit our website. Document Compliance Consultant Charlotte, NC This role deals with the… TIAA-CREF

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Compliance Consultant (Level III)

Scottrade 100+ Reviews Saint Louis, MO

• Collaborate with operational and business areas to develop, enhance, and test Supervisory Procedures. • Review and communicate changes in… Scottrade

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Sr. Corporate Counsel

Alliant Credit Union 15 Reviews Chicago, IL

The incumbent in this position is responsible for providing general legal advice to all levels of employees on all legal issues for the credit union… Alliant Credit Union

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Compliance Consultant

MetLife 100+ Reviews Charlotte, NC

This individual contributor position in Corporate Ethics & Compliance will report to the Compliance Manager and will have responsibility for tracking… MetLife

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Compliance - Director

The Compliance Search Group LLC Jersey City, NJ

will include: • Supervising compliance professionals responsible for regulatory testing activities in the firm’s businesses, including inspections… TheLadders.com

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Senior Consultant, Risk & Compliance (SOX)

MorganFranklin Consulting 51 Reviews McLean, VA

MorganFranklin Consulting is a professional services firm that delivers business consulting and technology solutions to public companies… MorganFranklin Consulting

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Director, Global Trade Compliance and Chief Import/Export Control Officer

Rapiscan 22 Reviews Torrance, CA

Rapiscan Systems, Inc is a leading global supplier of secruity inspection systems. Since 1993, Rapiscan Systems has installed over 70,000 products in… Rapiscan

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Chief AML Compliance Officer

Scottrade 100+ Reviews Saint Louis, MO

• Administer the enterprise BSA/AML/OFAC compliance programs. • Oversee that all areas/departments of Scottrade Financial and its subsidiaries… Scottrade

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