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1,267 Legal Compliance Officer Jobs

Legal & Compliance Officer – new

IMC Group 15 Reviews New York, NY

Create and enhance Compliance awareness; provide training to staff, including an introductory meeting with all new hires and an annual training for… Ivy Exec

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Senior Compliance Officer (Legal / Regulatory / Risk / Compliance / Banking) Gau – easy apply

CA Global 1 Review United States

• Provide compliance oversight for this portfolio including responsibility for reviewing product program documentation, participating in trade deal… Glassdoor

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Legal Counsel & Compliance Officer (m/w)

Sandoz 47 Reviews Wien, WI

• Provide legal advice & assistance to every business Sector • Establish compliance standards based on internal policies and guidelines… experteer.com

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Legal Affairs and Compliance Officer

Roche 100+ Reviews Amherst Center, MA

As a Legal Affairs and Compliance Officer, you provide guidance on effective and sustainable legal… Beyond.com

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Wealth Fiduciary Officer - Legal, Compliance & Risk

Johnson Financial Group 14 Reviews Racine, WI

• Provides back-up support and administration to special Wealth Trust accounts, especially those of a delicate or complex nature. • Confers with… Glassdoor

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Legal & Compliance Officer

IMC Financial Markets 43 Reviews New York, NY

About IMC Asset Management IMC Asset Management is a privately owned, specialist asset management company that traces its roots to 1998 when it was… Glassdoor

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Sr. Corporate Counsel

Alliant Credit Union 14 Reviews Chicago, IL

The incumbent in this position is responsible for providing general legal advice to all levels of employees on all legal issues for the credit union… Alliant Credit Union

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Compliance - Director

The Compliance Search Group LLC Jersey City, NJ

will include: • Supervising compliance professionals responsible for regulatory testing activities in the firm’s businesses, including inspections… TheLadders.com

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Legal Manager (Bilingual)

Pernod Ricard USA 38 Reviews New York, NY

• Identify, analyze and initiate appropriate action on legal issues resulting from transactions and business practices. • Provide advice and support… Pernod Ricard USA

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Senior Consultant, Risk & Compliance (SOX)

MorganFranklin Consulting 50 Reviews McLean, VA

MorganFranklin Consulting is a professional services firm that delivers business consulting and technology solutions to public companies… MorganFranklin Consulting

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Asset Management Compliance Officer

Compliance Search Group Chicago, IL

• Candidate should be familiar with regulatory and enforcement environment related to investment advisers and mutual funds and be able to assess… TheLadders.com

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Compliance Consultant

MetLife 100+ Reviews Charlotte, NC

• The SCC must be knowledgeable of MetLifes compliance policies and procedure… MetLife

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Chief Compliance Officer - Healthcare

Imprimis Group 3 Reviews Dallas, TX

• Develops, initiates, maintains, and revises policies and procedures for the general operation of the compliance program and its related activities… TheLadders.com

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Chief Executive Officer

Pediatrics Northwest, PS Tacoma, WA

and Principal Accountabilities 1. Corporate Governance and Strategic Planning • Facilitate the establishment and monitoring of the appropriate… HealtheCareers

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Manager - Corporate Compliance

Billings Clinic 7 Reviews Billings, MT

include implementing compliance initiatives that reflect the current health care regulatory environment and an enterprise wide view of risk in… HealtheCareers

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