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1,681 compliance officer jobs in London, England (UK)

Compliance Officer

Shirley Parsons Associates Ltd London, England

A leading FM provider has a requirement for a Compliance Officer to assist them with the development and delivery… Jobsite.co.uk

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Compliance Advisory Officer - Finance and Investment Industry Opportunity

Tier 1 Investment Management London, England

include: Liaising with Portfolio managers regarding regulatory matters ensuring client eligibility and suitability Review client communications and… VelvetJobs.com

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Compliance & Training Officer

HCL Workforce Solutions 32 Reviews London, England

The purpose of the role is to enable us to recruit and complete the compliance checks required for our agency workers, ensuring they are eligible to… CV-Library.co.uk

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Compliance Officer

The Montgomery Partnership, Ltd. 3 Reviews London, England

Monitoring: • Carry out or assist with compliance monitoring in the following areas, in accordance with monitoring programmes and timetables… Reed.co.uk

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Assistant Compliance Officer

Panoramic Associates Ltd 5 Reviews London, England

In order to be considered, the successful individual will need to have a proven compliance background from within the general insurance industry and… Jobsite.co.uk

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Compliance Officer - Equities Advisory

Eames Consulting Group 6 Reviews London, England

• To particularly focus on the developing cash equity business in Europe and globally, including single stock trading, programs and electronic sales… eFinancialCareers

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Legal & Compliance Officer - FX Company – new

Career Legal, Professional London, England

will include: • Ensuring that the relevant compliance policies and procedures are implemented and adhered to by the rest of the firm to ensure… TotallyLegal

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Compliance Officer - Private Banking - 6 months Contract

Banking Support London, England

My client a well-established Private Bank are seeking an experienced Compliance Officer to assist the Head of… CV-Library.co.uk

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Compliance Officer

Mark-eting Recruitment London, England

• Conflicts of interest • carrying out conflicts searches using data submitted by partners and other fee earners • reporting back to the… Reed.co.uk

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KYC Compliance Officer

Hudson Global Resources Limited 100+ Reviews City of London, England

will include: * Evaluation and analysis of client data, transaction data etc. * Administration of compliance monitoring and compliance on-boarding… Jobsite.co.uk

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Field Based Compliance Officer

USP Recruitment London, England

company, the compliance department. Made up of compliance officers, team… for a Roaming Compliance Officer. *** Have your own car? *** Medical… Reed.co.uk

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Interim Compliance Officer

Lynne Hargreaves Associates Ltd London, England

Well established Private Bank is seeking an experienced Compliance Officer to assist the Head of Compliance in… Adzuna

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Compliance Officer/Resourcer – new

Blue Arrow 4 Reviews London, England

Our London based client has an opportunity for a Compliance Officer to join their busy recruitment team.You will be… www.jiksoftware.ltd.uk

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Compliance Officer - High Frequency Trading

Real 3 Reviews London, England

include: A good understanding of risk-based monitoring programmes Review of financial promotions Ensure the business is up to date with global… CV-Library.co.uk

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Career Opportunity - Compliance Officer - London - £60K-£70K

Procura Group 15 Reviews London, England

rewarding financial crime. Suitable candidates for this position may have a legal qualification, experience in practice with recent compliance understanding and a… Reed.co.uk

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Compliance Officer

Hays Financial Markets London, England

will include: *Assess and analyse Compliance and Regulatory issues; *Assess and analyse the impact of proposed new products, services and procedures… eFinancialCareers

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Compliance Officer

Bruin Financial Limited London, England

- Researching and responding to trading issues. - Using regulatory knowledge and judgment to provide appropriate resolution to trading issues and… Adzuna

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Compliance Officer - Monitoring and Surveillance - Finance and Investment Indust

UBS London, England

The Corporate Center ensures that our business divisions operate as a coherent and effective whole by providing and managing support and control… VelvetJobs.com

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PRA Central Compliance Officer

Holmes search Ltd London, England

This is a broad role working as part of the compliance function, you will be responsible for the Interpretation and guidance on PRA rules. The… Reed.co.uk

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