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113  Investment Compliance Specialist Jobs in London, England

Group Risk Specialist

Independent Appointments (UK) Ltd London, England

Client is a highly respected and successful national IFA firm, with dedicated and experienced team of administration, paraplanners and marketing… Reed.co.uk

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Investment Compliance Analyst

MERJE Ltd London, England

* Tracking, coordinating and implementing activity at the account/fund and mandate level… Reed.co.uk

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Investment Compliance Analyst – new

MERJE London, England

• Investigating compliance concerns and addressing issues that need more discussion and evaluation. • Tracking, coordinating and implementing activit… Glassdoor

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Spanish Qualified Lawyer wanted for In-House Paralegal – new

Law Support 1 Review London, England

will include drafting and reviewing commercial contracts, outsourcing agreements, supplier and service agreements, due diligence preparation… Reed.co.uk

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Corporate Lawyer, London (From 2yrs+ PQE

Jam Recruitment London, England

Successful candidates will ideally have gained experience in a City firm or a large regional practice. Candidates must be technically excellent but… CareerBuilder

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Compliance Manager, Investment Banking

HOLMES SEARCH LIMITED London, England

This is an exciting opportunity to use your investment banking compliance experience in a regulatory consultancy role. You would be working with most… Adzuna

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QA Compliance Manager- GMP/GDP - Top Company

NonStop Recruitment Ltd Slough, Berkshire, South East England, England

LinkedIn: uk.linkedin.com/pub/liam-kenyon/47/43/283/ Key words: QA, Quality Assurance, Manager, Specialist, Associate, Leader, GMP, GDP… CareerBuilder

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Technology Risk Senior Manager – Investment Management & Funds

KPMG UK 100+ Reviews London, England

Technology - Our clients need to deal effectively with technology related risks and derive maximum value from data and documentation. Our specialists… KPMG UK

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Compliance/ Generalist / Investment Bank

Aston Carter 14 Reviews City of London, England

A Compliance Officer (knowledge of compliance testing, monitoring and review) with experience of working within Investment Banking or Corporate… Glassdoor

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Taxation Specialist: In-House

Pro-Tax Recruitment Group City of London, England

Salary will be competitive. Interested candidates are encouraged to apply as soon as possible, as shortlisting process is already beginning. Send… Reed.co.uk

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Head of Compliance Learning – new

Hays 81 Reviews London, England

Within this role, you will be responsible for overseeing, analysing and managing the compliance learning across many business areas including the… Adzuna

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Manager, Compliance Oversight

M&G Group 3 Reviews London, England

To develop and deliver a robust and thorough compliance monitoring programme for PPMG, PruCap and GID designed to ensure that the Business, and where… eFinancialCareers

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Compliance Consultant - Insurance - Finance and Investment Industry Opportunity

Global Accounting & Consultancy Firm London, England

Lead the business development and selling of the regulatory compliance service Deliver specialist regulatory advice to general insurance firms… VelvetJobs.com

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Manager Compliance Advice and Support

M&G Investments 12 Reviews London, England

To provide pro active and high quality compliance advisory and support service to PPMG and ...… M&G Investments

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Surveillance Officer

Alexander Lloyd London, England

and escalation where appropriate to the Group Head of Monitoring and the Compliance D… Reed.co.uk

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Conduct Risk Compliance Manager - Finance and Investment Industry Opportunity

Global Bank London, England

Provide Subject Matter Expertise on Conduct Risk matters across the banking group Deliver specialist advice to key business, change and functional… VelvetJobs.com

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