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644 senior compliance officer jobs in London, England (UK)

Senior Conduct & Compliance Officer

TRI Consulting London, England

Well respected Professional Membership Body is recruiting for Senior Conduct & Compliance Officer… to resolve data queries, member queries and follow up on non-compliance with the review process. Review… Reed.co.uk

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Senior Officer - Compliance Monitoring

The Cahill Personnel Limited City of London, England

for onward communication to Senior Management, Compliance Committee and Board. 3+ Years Banking Experience… To support and assist the AVP - Compliance Monitoring, Vice President and Head of Department meet… Reed.co.uk

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Senior Compliance Officer Investment Management

Jenrick Commercial London, England

Role: Senior Compliance Officer (Asset Management) Location: London (Nearest Tube Bond Street… in the Investment Management market, this role represents a superb opportunity for a Senior Compliance Officer Reed.co.uk

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Senior Equities compliance advisory officer

Hamlyn Williams Ltd City of London, England

Senior Equities Compliance Officer.My client is a major European Investment Bank Description… and senior stakeholders. You will also take an active role in working with the equities compliance team… Jobsite.co.uk

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Senior Equities compliance advisory officer

Hamlyn Williams Ltd City of Westminster, England

Senior Equities Compliance Officer.My client is a major European Investment Bank Description… and senior stakeholders. You will also take an active role in working with the equities compliance team… Adzuna

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Senior Compliance Manager

LMA 2 Reviews London, England

An exciting new opportunity has become available within a Private bank for a Senior Compliance… close contact with senior management, discussing any compliance breaches/remedial action and providing… Reed.co.uk

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Senior Compliance Officer - London - £60-70k - Trading

Alexander Lloyd 1 Review London, England

, spreadbetting and FX. They are recruiting for a Senior Compliance Officer to join their team. The Role You… relationships with key contacts and undertaking compliance monitoring, working on BAU tasks and taking the lead… Reed.co.uk

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Securities - Advisory & Control Group - VP

Credit Suisse 100+ Reviews London, England

for a compliance officer to join a two person team covering the Electronic Trading platform across Equities… Securities - Advisory & Control Group - VP We Offer... Investment Banking Compliance is recruiting… Credit Suisse

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CASS Regulatory Quality Assurance Analyst

Credit Suisse 100+ Reviews London, England

tested are in compliance with CASS rules, with relevant discussion with Compliance and SME's… Operations, working closely with other groups in the Bank such as Compliance, Financial Accounting, Product… Credit Suisse

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Strategic and Forensic Specialist

Credit Suisse 100+ Reviews London, England

. This is a senior role reporting into the SFS Lead. The successful candidate will be an experienced risk manager… highlighting potential regulatory non-compliance, reputational and conduct issues. Collaborate with various… Credit Suisse

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Compliance Executive

Atlas Recruitment Croydon, England

and as directed or requested, to keep the senior management informed of the operation and progress of compliance… & Safety officer, a senior manager or the CEO of any Health & Safety issues which may cause harm to fellow… Reed.co.uk

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Senior Compliance Officer - Sales & Marketing

Winton Capital Management 5 Reviews London, England

Compliance sits at the heart of our strategic plans. We take great pride in making sure we… and ambitious compliance distribution expert to help strengthen our compliance department. We are keen to hear… Winton Capital Management

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Compliance Officer CF10

Huntswood Plc 10 Reviews London, England

and experience for this Compliance Officer role then we would welcome your application. Remuneration: Basic… This is a standalone role reporting into the CEO. Key responsibilities: Ownership of the compliance eFinancialCareers

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Senior Compliance Officer - Sales & Marketing

Winton Capital Management 5 Reviews London, England

for the Chief Compliance Officer, the Winton Board and other internal committees, such as the Risk Committee… to hire truly gifted people across all departments of our firm. Compliance sits at the heart of our… eFinancialCareers

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Compliance Officer CF10

Huntswood 10 Reviews City of London, England

Compliance Officer CF10London, City of London - Permanent - £60000 to £70000 per annum, plus… Compliance Officer to lead the business' compliance function and take on CF10 responsibility… Huntswood

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Compliance Manager

Alexander Lloyd 1 Review London, England

. * Taking ownership of regulatory projects. * Deputise for the senior Compliance Officer and provide… trading. The Role "As Compliance Manager you will provide sound and considered Compliance advice… Reed.co.uk

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Compliance Officer – Oversight Review Programme

UBS 100+ Reviews London, England

UBS AG, a global financial services company, seeks a Compliance Officer to work within the C&ORC… . Responsabilities • Work with global Compliance and other control/logistics/operations function colleagues… UBS

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Compliance Officer

Penna Plc - LSBU London, England

Post: Compliance Officer Grade 6, Salary £29,695 to £34,616 including London Weighting… motivated person with a desire to make a difference is needed to fill the role of Compliance Officer. You… Jobsite.co.uk

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Senior Compliance Officer CF10

PPA Education London, England

. This is a senior position that will include compliance oversight and will have responsibility for driving… governance, training and organisational compliance communication. In addition, the appointed Senior Reed.co.uk

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