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217 senior compliance officer jobs in London, England (UK)

Compliance Officer, £40K, Insurance

Alexander Lloyd City of London, England

include; * Ensuring the company operates to existing regulations and internal policy whilst ensuring all new regulatory developments and requirements… Reed.co.uk

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PRA Central Compliance Officer

Holmes search Ltd London, England

This is a broad role working as part of the compliance function, you will be responsible for the Interpretation and guidance on PRA rules. The… Reed.co.uk

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Compliance Officer - CF10

Barclay Simpson London, England

It is necessary to have a good understanding of both FCA and PRA regulation. This individual will also be reporting to senior management and board… eFinancialCareers

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Legal and Compliance Officer – new

Alexander Lloyd 1 Review London, England

Ensure the firm's compliance with the FCA by implementing and maintaining the firm's risk-based Compliance Monitoring Programme, reviewing the firm's… Reed.co.uk

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Regional Loss Prevention Manager –

Momentum Security Recruitment London, England

You must have multi-site loss prevention experience within a retail environment and experience of conducting investigations into stock loss… CV-Library.co.uk

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Vice President Governance & Secretariat - Compliance - Finance and Investment

Barclays Capital 100+ Reviews London, England

Barclays moves, lends, invests and protects money for customers and clients worldwide. With over 300 years of history and expertise in banking, we… VelvetJobs.com

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Legal And Compliance Analyst

Financial Services London, England

of the Legal and Compliance Officer: • To assist the company in carrying out the compliance functions of the entities within the firm. • To… TotalJobs.co.uk

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EMEA Risk Governance Regulatory Compliance Vice President - Finance and Investme

Morgan Stanley 100+ Reviews London, England

Morgan Stanley is seeking a Risk Management professional at Vice President level for the EMEA Risk Governance team within the EMEA Risk Management… VelvetJobs.com

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Tradebook Senior Risk Manager - EMEA Job - Entertainment and Media Industry Oppo

Bloomberg 100+ Reviews London, England

As such we are seeking an engaging, collaborative and proactive individual who can operate both strategically and tactically in a pressurised and… VelvetJobs.com

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Senior AML Officer

Newedge 100+ Reviews London, England

Purpose of Role: Group To be responsible for advising on, providing guidance to, and handling wider financial crime­ related issues for the… experteer.co.uk

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Legal and Compliance Officer - Futures Brokerage

Maldon Partners Ltd London, England

Required to work with senior management in order to ensure the company is meeting the principles and rules set by regulators. To assist the company… Adzuna

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Senior Commissioning Officer

Critical Project Resourcing London, England

This job was originally posted as www.totaljobs.com/JobSeeking/Senior-Commissioning-Officer_job61444947… TotalJobs.co.uk

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Audit Corporate Sector Auditor AVP - London - Finance and Investment Industry Op

JPMorgan 100+ Reviews London, England

We are looking for a Senior Auditor in the EMEA Corporate Sector Audit team based in London. This individual will participate in audits throughout… VelvetJobs.com

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Compliance, Compliance Testing Group, Vice President, London - Finance and Inves

Goldman Sachs 100+ Reviews London, England

The Compliance Testing Group (CTG) sits within GS's Global Compliance Division and plays a critical risk management function. CTG is a cross… VelvetJobs.com

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Regulatory Compliance Officer - Asset Management

cer Financial 1 Review London, England

of the Regulatory Compliance Officer will include: &61472;Provide support to the Head of London Regulatory Affairs and Compliance on all regulatory… Adzuna

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Head of Compliance Assurance

BSM Associates 5 Reviews London, England

ETC To include the following: Develop a risk based methodology for each of the Compliance Assurance plans. Share these plans with the compliance… eFinancialCareers

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Senior Manager - AML - Risk Management

BDO International 49 Reviews London, England

The RiskManagement Unit providesleadership, guidance and tools to help partners and staffmanage risk and quality. The areas covered by the Advisory… experteer.co.uk

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Compliance Officer - Financial Services

FT Personnel Ltd. City of London, England

& Deliverables: Implement and maintain market surveillance and compliance protocols Provide real time guidance to derivatives and swaps trading desks Maintain an… Reed.co.uk

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Career Opportunity - Compliance Officer - London - £60K-£70K

Procura Group London, England

rewarding financial crime. Suitable candidates for this position may have a legal qualification, experience in practice with recent compliance understanding and a… Reed.co.uk

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